{
  "crd_number": 139806,
  "slug": "keyes-stange-and-wooten-wealth-management-llc-daytona-beach-fl-139806",
  "primary_business_name": "KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC",
  "legal_name": "KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Daytona Beach",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "19660",
  "metro": {
    "cbsa_code": "19660",
    "common_name": "Deltona",
    "msa_name": "Deltona-Daytona Beach-Ormond Beach, FL",
    "path": "/advisors/fl/deltona"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-08-05",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-03-04",
  "carried_forward": false,
  "raum_total": 400113566.0,
  "raum_discretionary": 363160512.0,
  "raum_non_discretionary": 36953054.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 9,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": null,
      "count": 0
    },
    "charitable": {
      "raum": null,
      "count": 0
    },
    "individuals": {
      "raum": 73956544.0,
      "count": 274
    },
    "banking_thrift": {
      "raum": null,
      "count": 0
    },
    "state_municipal": {
      "raum": null,
      "count": 0
    },
    "insurance_companies": {
      "raum": null,
      "count": 0
    },
    "investment_companies": {
      "raum": null,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 32051807.0,
      "count": 16
    },
    "other_investment_advisers": {
      "raum": null,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 273089943.0,
      "count": 109
    },
    "pooled_investment_vehicles": {
      "raum": null,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 21015272.0,
      "count": 8
    },
    "business_development_companies": {
      "raum": null,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": null,
      "count": 0
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "PA",
    "TX"
  ],
  "websites": [
    "https://kswwealthmanagement.com",
    "https://linkedin.com/company/keyes-stange-wooten-wealth-management-llc"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/139806",
  "city_as_filed": "DAYTONA BEACH",
  "url": "https://advisorcensus.com/firm/keyes-stange-and-wooten-wealth-management-llc-daytona-beach-fl-139806",
  "display_name": "Keyes, Stange & Wooten Wealth Management, LLC",
  "summary": "Keyes, Stange & Wooten Wealth Management, LLC is an SEC-registered investment advisory firm in Daytona Beach, FL, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.",
  "citation": "AdvisorCensus. Keyes, Stange & Wooten Wealth Management, LLC (CRD 139806): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Keyes, Stange & Wooten Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Keyes, Stange & Wooten Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "Where is Keyes, Stange & Wooten Wealth Management, LLC located?",
      "a": "Keyes, Stange & Wooten Wealth Management, LLC's principal office is in Daytona Beach, FL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Keyes, Stange & Wooten Wealth Management, LLC registered with the SEC or a state?",
      "a": "Keyes, Stange & Wooten Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 139806."
    },
    {
      "q": "How much does Keyes, Stange & Wooten Wealth Management, LLC manage?",
      "a": "Keyes, Stange & Wooten Wealth Management, LLC reports $400,113,566 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (91% discretionary)."
    },
    {
      "q": "How have Keyes, Stange & Wooten Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Keyes, Stange & Wooten Wealth Management, LLC: Regulatory assets under management: $257,290,590 in the October 2021 data and $400,113,566 in the October 2026 data, up 56%. Total employees: 7 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Keyes, Stange & Wooten Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (274); high net worth individuals (109); pension and profit sharing plans (but not the plan participants or government pension plans) (16)."
    },
    {
      "q": "Which custodians does Keyes, Stange & Wooten Wealth Management, LLC use?",
      "a": "Keyes, Stange & Wooten Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Keyes, Stange & Wooten Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139806"
    },
    {
      "q": "What changed in Keyes, Stange & Wooten Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 3. Regulatory assets under management went from $350,127,539 to $400,113,566 (+14%). No longer lists an office in Daytona Beach, FL. Registered or notice-filed in PA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 257290590.0,
      "total_employees": 7,
      "filing_date": "2021-09-21"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 295349428.0,
      "total_employees": 7,
      "filing_date": "2022-02-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 280012280.0,
      "total_employees": 7,
      "filing_date": "2023-08-02"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 316475869.0,
      "total_employees": 10,
      "filing_date": "2024-08-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 350127539.0,
      "total_employees": 8,
      "filing_date": "2025-02-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 400113566.0,
      "total_employees": 9,
      "filing_date": "2026-03-04"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 3.",
        "Regulatory assets under management went from $350,127,539 to $400,113,566 (+14%).",
        "No longer lists an office in Daytona Beach, FL.",
        "Registered or notice-filed in PA."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/keyes-stange-and-wooten-wealth-management-llc-daytona-beach-fl-139806.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 274,
      "fewer_than_5": false,
      "raum": 73956544.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 109,
      "fewer_than_5": false,
      "raum": 273089943.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 16,
      "fewer_than_5": false,
      "raum": 32051807.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 8,
      "fewer_than_5": false,
      "raum": 21015272.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/139806",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}