# Kestra Investment Management, LLC.

> Kestra Investment Management, LLC. is an SEC-registered investment advisory firm in Austin, TX, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 317711
- Filed as: KESTRA INVESTMENT MANAGEMENT, LLC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317711
- AdvisorCensus page: https://advisorcensus.com/firm/kestra-investment-management-llc-austin-tx-317711

## Quick answers

**How is Kestra Investment Management, LLC. compensated?**
On its Form ADV (Item 5.E, October 2026), Kestra Investment Management, LLC. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Kestra Investment Management, LLC. located?**
Kestra Investment Management, LLC.'s principal office is in Austin, TX, according to its Form ADV.

**Is Kestra Investment Management, LLC. registered with the SEC or a state?**
Kestra Investment Management, LLC. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 317711.

**How much does Kestra Investment Management, LLC. manage?**
Kestra Investment Management, LLC. reports $4,312,723,263 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (100% discretionary).

**How have Kestra Investment Management, LLC.'s assets and staff changed since 2022?**
In the Form ADV data for Kestra Investment Management, LLC.: Regulatory assets under management: $109,810,189 in the October 2023 data and $4,312,723,263 in the October 2026 data, up 3827%. Total employees: 10 in October 2022 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Kestra Investment Management, LLC. serve?**
By number of clients on Form ADV Item 5.D: other investment advisers (4).

**Does Kestra Investment Management, LLC. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317711

**What changed in Kestra Investment Management, LLC.'s recent Form ADV filings?**
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $4,312,723,263
- Discretionary: $4,312,723,263
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | Not reported | $0 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | 4 | $4,312,723,263 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2021 (4 years)
- Employees: 17 total, 13 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [kestraim.com](https://kestraim.com)
- [vimeo.com/kestrafinancial](https://vimeo.com/kestrafinancial)
- LinkedIn @kestraim
- X @KestraIM
- YouTube @KestraInvestmentManagement

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | Not reported | 10 | March 11, 2022 |
| October 2023 | $109,810,189 | 12 | September 29, 2023 |
| October 2024 | $1,514,127,598 | 14 | August 29, 2024 |
| October 2025 | $2,615,262,770 | 17 | June 18, 2025 |
| October 2026 | $4,312,723,263 | 17 | September 22, 2026 |

Regulatory assets under management: $109,810,189 in the October 2023 data and $4,312,723,263 in the October 2026 data, up 3827%.
Total employees: 10 in October 2022 and 17 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $2,615,262,770 to $4,312,723,263 (+65%).
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kestra Investment Management, LLC. (CRD 317711): Form ADV filing data as of October 2026.