# Kestenbaum Capital, LLC

> Kestenbaum Capital, LLC is an SEC-registered investment advisory firm, registered since 2023, with no regulatory assets under management reported in its Form ADV filing dated March 31, 2026.

- CRD: 323268
- Filed as: KESTENBAUM CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/323268
- AdvisorCensus page: https://advisorcensus.com/firm/kestenbaum-capital-llc-323268

## Quick answers

**How is Kestenbaum Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Kestenbaum Capital, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Kestenbaum Capital, LLC registered with the SEC or a state?**
Kestenbaum Capital, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 323268.

**How have Kestenbaum Capital, LLC's assets and staff changed since 2023?**
In the Form ADV data for Kestenbaum Capital, LLC: Total employees: 0 in October 2023 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Kestenbaum Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does Kestenbaum Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323268

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 0 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | Not reported | 0 | March 27, 2023 |
| October 2024 | Not reported | 1 | August 15, 2024 |
| October 2025 | Not reported | 1 | March 26, 2025 |
| October 2026 | Not reported | 1 | March 31, 2026 |

Total employees: 0 in October 2023 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kestenbaum Capital, LLC (CRD 323268): Form ADV filing data as of October 2026.