# Kenneth A. Dery & Associates

> Kenneth A. Dery & Associates is a state-registered investment advisory firm in Willoughby, OH, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 5, 2026.

- CRD: 120184
- Filed as: KENNETH A. DERY & ASSOCIATES
- Legal name: Kenneth A. Dery & Associates, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Willoughby, OH
- Filing period: October 2026
- Form ADV filing dated: February 5, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/120184
- AdvisorCensus page: https://advisorcensus.com/firm/kenneth-a-dery-and-associates-willoughby-oh-120184

## Quick answers

**How is Kenneth A. Dery & Associates compensated?**
On its Form ADV (Item 5.E, October 2026), Kenneth A. Dery & Associates reports these compensation arrangements: a percentage of assets under its management.

**Where is Kenneth A. Dery & Associates located?**
Kenneth A. Dery & Associates' principal office is in Willoughby, OH, according to its Form ADV.

**Is Kenneth A. Dery & Associates registered with the SEC or a state?**
Kenneth A. Dery & Associates is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 120184.

**How much does Kenneth A. Dery & Associates manage?**
Kenneth A. Dery & Associates reports $34,950,488 in regulatory assets under management in its Form ADV filing dated February 5, 2026 (100% discretionary).

**What types of clients does Kenneth A. Dery & Associates serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (19); individuals (other than high net worth individuals) (3).

**Does Kenneth A. Dery & Associates report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/120184

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $34,950,488
- Discretionary: $34,950,488
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3 | $800,023 |
| High net worth individuals | 19 | $34,150,465 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (27 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kenneth A. Dery & Associates (CRD 120184): Form ADV filing data as of October 2026.