# Kennedy Wealth & Tax Management, LLC

> Kennedy Wealth & Tax Management, LLC is an SEC-registered investment advisory firm in Southbury, CT, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 172394
- Filed as: KENNEDY WEALTH & TAX MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Southbury, CT
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/172394
- AdvisorCensus page: https://advisorcensus.com/firm/kennedy-wealth-and-tax-management-llc-southbury-ct-172394

## Quick answers

**How is Kennedy Wealth & Tax Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Kennedy Wealth & Tax Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Kennedy Wealth & Tax Management, LLC located?**
Kennedy Wealth & Tax Management, LLC's principal office is in Southbury, CT, according to its Form ADV.

**Is Kennedy Wealth & Tax Management, LLC registered with the SEC or a state?**
Kennedy Wealth & Tax Management, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 172394.

**How much does Kennedy Wealth & Tax Management, LLC manage?**
Kennedy Wealth & Tax Management, LLC reports $215,498,334 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (96% discretionary).

**How have Kennedy Wealth & Tax Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Kennedy Wealth & Tax Management, LLC: Regulatory assets under management: $144,739,000 in the October 2021 data and $215,498,334 in the October 2026 data, up 49%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Kennedy Wealth & Tax Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (75); high net worth individuals (58); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Kennedy Wealth & Tax Management, LLC use?**
Kennedy Wealth & Tax Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Kennedy Wealth & Tax Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172394

**What changed in Kennedy Wealth & Tax Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $191,846,218 to $215,498,334 (+12%). Registered or notice-filed in SC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $215,498,334
- Discretionary: $206,262,057
- Non-discretionary: $9,236,277

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 75 | $33,542,073 |
| High net worth individuals | 58 | $172,858,118 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $7,939,938 |
| Charitable organizations | 1 | $1,158,205 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, MA, NH, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [kennedywealth.com](https://kennedywealth.com)
- LinkedIn @KEVIN-KENNEDY-CPA-97117237

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $144,739,000 | 4 | July 30, 2021 |
| October 2022 | $193,227,479 | 4 | March 21, 2022 |
| October 2023 | $168,091,764 | 4 | September 19, 2023 |
| October 2024 | $195,857,200 | 4 | March 13, 2024 |
| October 2025 | $191,846,218 | 3 | January 21, 2025 |
| October 2026 | $215,498,334 | 4 | March 23, 2026 |

Regulatory assets under management: $144,739,000 in the October 2021 data and $215,498,334 in the October 2026 data, up 49%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $191,846,218 to $215,498,334 (+12%).
- Registered or notice-filed in SC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kennedy Wealth & Tax Management, LLC (CRD 172394): Form ADV filing data as of October 2026.