# Kellett Wealth Advisors, LLC

> Kellett Wealth Advisors, LLC is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 19, 2026.

- CRD: 287571
- Filed as: KELLETT WEALTH ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cincinnati, OH
- Filing period: October 2026
- Form ADV filing dated: February 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/287571
- AdvisorCensus page: https://advisorcensus.com/firm/kellett-wealth-advisors-llc-cincinnati-oh-287571

## Quick answers

**How is Kellett Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Kellett Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Kellett Wealth Advisors, LLC located?**
Kellett Wealth Advisors, LLC's principal office is in Cincinnati, OH, according to its Form ADV.

**Is Kellett Wealth Advisors, LLC registered with the SEC or a state?**
Kellett Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 287571.

**How much does Kellett Wealth Advisors, LLC manage?**
Kellett Wealth Advisors, LLC reports $344,003,237 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (92% discretionary).

**How have Kellett Wealth Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Kellett Wealth Advisors, LLC: Regulatory assets under management: $161,985,000 in the October 2021 data and $344,003,237 in the October 2026 data, up 112%. Total employees: 6 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Kellett Wealth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (415); high net worth individuals (50).

**Which custodians does Kellett Wealth Advisors, LLC use?**
Kellett Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Kellett Wealth Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/287571

**What changed in Kellett Wealth Advisors, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 4 to 3. Regulatory assets under management went from $304,156,165 to $344,003,237 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $344,003,237
- Discretionary: $317,262,796
- Non-discretionary: $26,740,441

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 415 | $173,924,433 |
| High net worth individuals | 50 | $143,338,363 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $26,740,441 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, FL, IN, KY, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- kellettschaffner.com
- kellettwealth.com
- Facebook @KellettSchaffner
- LinkedIn @kellett-schaffner-wealth-advisors
- LinkedIn @briankellett1
- LinkedIn @david-bodnar-cfp-296058a
- LinkedIn @jared-kline-cfp-r-1452864
- X @WealthKs

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $161,985,000 | 6 | January 28, 2021 |
| October 2022 | $247,403,000 | 5 | January 31, 2022 |
| October 2023 | $229,216,779 | 5 | February 9, 2023 |
| October 2024 | $262,220,825 | 5 | January 16, 2024 |
| October 2025 | $304,156,165 | 4 | March 4, 2025 |
| October 2026 | $344,003,237 | 4 | February 19, 2026 |

Regulatory assets under management: $161,985,000 in the October 2021 data and $344,003,237 in the October 2026 data, up 112%.
Total employees: 6 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 4 to 3.
- Regulatory assets under management went from $304,156,165 to $344,003,237 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kellett Wealth Advisors, LLC (CRD 287571): Form ADV filing data as of October 2026.