{
  "crd_number": 287571,
  "slug": "kellett-wealth-advisors-llc-cincinnati-oh-287571",
  "primary_business_name": "KELLETT WEALTH ADVISORS, LLC",
  "legal_name": "KELLETT WEALTH ADVISORS, LLC",
  "dbas": [],
  "city": "Cincinnati",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "17140",
  "metro": {
    "cbsa_code": "17140",
    "common_name": "Cincinnati",
    "msa_name": "Cincinnati, OH-KY-IN",
    "path": "/advisors/oh/cincinnati"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-02-26",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-02-19",
  "carried_forward": false,
  "raum_total": 344003237.0,
  "raum_discretionary": 317262796.0,
  "raum_non_discretionary": 26740441.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 173924433.0,
      "count": 415
    },
    "pension_profit_sharing": {
      "raum": 26740441.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 143338363.0,
      "count": 50
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "FL",
    "IN",
    "KY",
    "OH",
    "TX"
  ],
  "websites": [
    "https://facebook.com/KellettSchaffner",
    "https://kellettschaffner.com",
    "https://kellettwealth.com",
    "https://linkedin.com/company/kellett-schaffner-wealth-advisors/about",
    "https://linkedin.com/in/briankellett1",
    "https://linkedin.com/in/david-bodnar-cfp-296058a",
    "https://linkedin.com/in/jared-kline-cfp-r-1452864",
    "https://twitter.com/WealthKs"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/287571",
  "city_as_filed": "CINCINNATI",
  "url": "https://advisorcensus.com/firm/kellett-wealth-advisors-llc-cincinnati-oh-287571",
  "display_name": "Kellett Wealth Advisors, LLC",
  "summary": "Kellett Wealth Advisors, LLC is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 19, 2026.",
  "citation": "AdvisorCensus. Kellett Wealth Advisors, LLC (CRD 287571): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Kellett Wealth Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Kellett Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Kellett Wealth Advisors, LLC located?",
      "a": "Kellett Wealth Advisors, LLC's principal office is in Cincinnati, OH, according to its Form ADV."
    },
    {
      "q": "Is Kellett Wealth Advisors, LLC registered with the SEC or a state?",
      "a": "Kellett Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 287571."
    },
    {
      "q": "How much does Kellett Wealth Advisors, LLC manage?",
      "a": "Kellett Wealth Advisors, LLC reports $344,003,237 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (92% discretionary)."
    },
    {
      "q": "How have Kellett Wealth Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Kellett Wealth Advisors, LLC: Regulatory assets under management: $161,985,000 in the October 2021 data and $344,003,237 in the October 2026 data, up 112%. Total employees: 6 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Kellett Wealth Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (415); high net worth individuals (50)."
    },
    {
      "q": "Which custodians does Kellett Wealth Advisors, LLC use?",
      "a": "Kellett Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Kellett Wealth Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/287571"
    },
    {
      "q": "What changed in Kellett Wealth Advisors, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 4 to 3. Regulatory assets under management went from $304,156,165 to $344,003,237 (+13%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 161985000.0,
      "total_employees": 6,
      "filing_date": "2021-01-28"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 247403000.0,
      "total_employees": 5,
      "filing_date": "2022-01-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 229216779.0,
      "total_employees": 5,
      "filing_date": "2023-02-09"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 262220825.0,
      "total_employees": 5,
      "filing_date": "2024-01-16"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 304156165.0,
      "total_employees": 4,
      "filing_date": "2025-03-04"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 344003237.0,
      "total_employees": 4,
      "filing_date": "2026-02-19"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 3.",
        "Regulatory assets under management went from $304,156,165 to $344,003,237 (+13%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/kellett-wealth-advisors-llc-cincinnati-oh-287571.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 415,
      "fewer_than_5": false,
      "raum": 173924433.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 50,
      "fewer_than_5": false,
      "raum": 143338363.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 26740441.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/287571",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}