{
  "crd_number": 145023,
  "slug": "keen-capital-ltd-chapin-sc-145023",
  "primary_business_name": "KEEN CAPITAL, LTD",
  "legal_name": "KEEN CAPITAL, LTD",
  "dbas": [
    "CORE ADVISORS, LTD",
    "KEEN CAPITAL"
  ],
  "city": "Chapin",
  "state": "SC",
  "country": "United States",
  "cbsa_code": "17900",
  "metro": {
    "cbsa_code": "17900",
    "common_name": "Columbia",
    "msa_name": "Columbia, SC",
    "path": "/advisors/sc/columbia"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-01-25",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-05-14",
  "carried_forward": false,
  "raum_total": 179678013.0,
  "raum_discretionary": 177621035.0,
  "raum_non_discretionary": 2056978.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 12,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 4425863.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 10322670.0,
      "count": 48
    },
    "pension_profit_sharing": {
      "raum": 28523152.0,
      "count": 17
    },
    "high_net_worth_individuals": {
      "raum": 136342732.0,
      "count": 48
    },
    "corporations_other_businesses": {
      "raum": 63596.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "NC",
    "SC",
    "TX"
  ],
  "websites": [
    "https://coreadvisors.com/index.php",
    "https://facebook.com/coreadvisorsltd",
    "https://instagram.com/coreadvisors",
    "https://keeninvestors.com",
    "https://linkedin.com/company/56452305",
    "https://linkedin.com/company/keencapital",
    "https://twitter.com/coreadvisorsSC"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/145023",
  "city_as_filed": "CHAPIN",
  "url": "https://advisorcensus.com/firm/keen-capital-ltd-chapin-sc-145023",
  "display_name": "Keen Capital, Ltd",
  "summary": "Keen Capital, Ltd is an SEC-registered investment advisory firm in Chapin, SC, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 14, 2026.",
  "citation": "AdvisorCensus. Keen Capital, Ltd (CRD 145023): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Keen Capital, Ltd compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Keen Capital, Ltd reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Keen Capital, Ltd located?",
      "a": "Keen Capital, Ltd's principal office is in Chapin, SC, according to its Form ADV; the June 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Keen Capital, Ltd registered with the SEC or a state?",
      "a": "Keen Capital, Ltd is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 145023."
    },
    {
      "q": "How much does Keen Capital, Ltd manage?",
      "a": "Keen Capital, Ltd reports $179,678,013 in regulatory assets under management in its Form ADV filing dated May 14, 2026 (99% discretionary)."
    },
    {
      "q": "How have Keen Capital, Ltd's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Keen Capital, Ltd: Regulatory assets under management: $111,707,550 in the October 2022 data and $179,678,013 in the October 2026 data, up 61%. Total employees: 5 in October 2022 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Keen Capital, Ltd serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (48); high net worth individuals (48); pension and profit sharing plans (but not the plan participants or government pension plans) (17)."
    },
    {
      "q": "Which custodians does Keen Capital, Ltd use?",
      "a": "Keen Capital, Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Broadridge Business Process Outsourcing, LLC and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Keen Capital, Ltd report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145023"
    },
    {
      "q": "Does Keen Capital, Ltd state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated May 14, 2026 says: \"Keen Capital generally does not impose a minimum relationship size.\""
    },
    {
      "q": "What changed in Keen Capital, Ltd's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Employees performing advisory functions went from 3 to 4."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 111707550.0,
      "total_employees": 5,
      "filing_date": "2022-07-19"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 126264167.0,
      "total_employees": 13,
      "filing_date": "2023-08-14"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 144232746.0,
      "total_employees": 11,
      "filing_date": "2024-07-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 161285066.0,
      "total_employees": 14,
      "filing_date": "2025-07-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 179678013.0,
      "total_employees": 12,
      "filing_date": "2026-05-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 4."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Registered or notice-filed in FL."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 3.",
        "Regulatory assets under management went from $161,285,066 to $179,678,013 (+11%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 14, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Keen Capital generally does not impose a minimum relationship size."
        ]
      }
    ],
    "quotes": [
      "Keen Capital generally does not impose a minimum relationship size."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Broadridge Business Process Outsourcing, LLC",
      "name_as_filed": "BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/keen-capital-ltd-chapin-sc-145023.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 48,
      "fewer_than_5": false,
      "raum": 10322670.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 48,
      "fewer_than_5": false,
      "raum": 136342732.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 17,
      "fewer_than_5": false,
      "raum": 28523152.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 4425863.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 63596.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/145023",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}