# Keel Wealth Management, LLC

> Keel Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 5, 2026.

- CRD: 285682
- Filed as: KEEL WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: May 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/285682
- AdvisorCensus page: https://advisorcensus.com/firm/keel-wealth-management-llc-285682

## Quick answers

**How is Keel Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Keel Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Keel Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated May 5, 2026 states: Subscription: $5,000 a month (Fixed Income Consulting). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Keel Wealth Management, LLC registered with the SEC or a state?**
Keel Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 285682.

**How much does Keel Wealth Management, LLC manage?**
Keel Wealth Management, LLC reports $470,000,000 in regulatory assets under management in its Form ADV filing dated May 5, 2026 (17% discretionary).

**How have Keel Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Keel Wealth Management, LLC: Regulatory assets under management: $235,000,000 in the October 2021 data and $470,000,000 in the October 2026 data, up 100%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Keel Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (15); individuals (other than high net worth individuals) (8); corporations or other businesses not listed above (6).

**Which custodians does Keel Wealth Management, LLC use?**
Keel Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Keel Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285682

**What changed in Keel Wealth Management, LLC's recent Form ADV filings?**
In the June 2026 filing data: Regulatory assets under management went from $557,100,000 to $470,000,000 (-16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 5, 2026)

- Subscription: $5,000 a month (Fixed Income Consulting)

> We charge a $5000 per month flat fee on bond portfolios up to $100,000,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $470,000,000
- Discretionary: $80,100,000
- Non-discretionary: $389,900,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $60,000,000 |
| High net worth individuals | 15 | $155,000,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $1,300,000 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 6 | $253,700,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2016 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- keelwealth.com
- LinkedIn @scott-zodin-1940b037
- X @scottzodin

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $235,000,000 | 1 | February 2, 2021 |
| October 2022 | $275,000,000 | 1 | May 2, 2022 |
| October 2023 | $384,000,000 | 1 | February 1, 2023 |
| October 2024 | $449,000,000 | 1 | March 5, 2024 |
| October 2025 | $557,100,000 | 1 | February 12, 2025 |
| October 2026 | $470,000,000 | 1 | May 5, 2026 |

Regulatory assets under management: $235,000,000 in the October 2021 data and $470,000,000 in the October 2026 data, up 100%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Regulatory assets under management went from $557,100,000 to $470,000,000 (-16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Keel Wealth Management, LLC (CRD 285682): Form ADV filing data as of October 2026.