# Keebeck Wealth Management

> Keebeck Wealth Management is an SEC-registered investment advisory firm in Chicago, IL, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 297496
- Filed as: KEEBECK WEALTH MANAGEMENT
- Legal name: Keebeck Partners, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/297496
- AdvisorCensus page: https://advisorcensus.com/firm/keebeck-wealth-management-chicago-il-297496

## Quick answers

**How is Keebeck Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Keebeck Wealth Management reports these compensation arrangements: a percentage of assets under its management.

**How much does Keebeck Wealth Management charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 1.5% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Keebeck Wealth Management located?**
Keebeck Wealth Management's principal office is in Chicago, IL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Keebeck Wealth Management registered with the SEC or a state?**
Keebeck Wealth Management is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 297496.

**How much does Keebeck Wealth Management manage?**
Keebeck Wealth Management reports $2,027,909,271 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Keebeck Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Keebeck Wealth Management: Regulatory assets under management: $1,596,643,140 in the October 2021 data and $2,027,909,271 in the October 2026 data, up 27%. Total employees: 11 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Keebeck Wealth Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (147); pension and profit sharing plans (but not the plan participants or government pension plans) (1); charitable organizations (1).

**Which custodians does Keebeck Wealth Management use?**
Keebeck Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Keebeck Wealth Management report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297496

**Does Keebeck Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "In general, we require a minimum of $250,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."

**What changed in Keebeck Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,620,443,949 to $2,027,909,271 (+25%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 1.5% of assets a year

> Our annual fee for portfolio management services is equal to 1.50% of the market value of your assets under our management, which is negotiable based on the type and complexity of the asset management services provided

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> In general, we require a minimum of $250,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,027,909,271
- Discretionary: $2,027,909,271
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 147 | $1,794,480,293 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $203,625,901 |
| Charitable organizations | 1 | $12,330,460 |
| Corporations or other businesses not listed above | 1 | $17,472,617 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 9 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, FL, IL, KS, MI, NC, NE, OH, TX, WI
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297496

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Scottsdale, AZ

### Websites listed on Form ADV (Item 1.I)
- keebeck.com
- Facebook @KEEBECK-WEALTH-MANAGEMENT-187629382152593
- LinkedIn @keebeck-wealth-management
- YouTube @UCrNd5UqWsCpX2llmyMbiklQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,596,643,140 | 11 | March 29, 2021 |
| October 2022 | $1,217,626,797 | 8 | March 30, 2022 |
| October 2023 | $1,553,162,457 | 10 | March 30, 2023 |
| October 2024 | $1,623,101,659 | 7 | March 29, 2024 |
| October 2025 | $1,620,443,949 | 7 | March 28, 2025 |
| October 2026 | $2,027,909,271 | 9 | March 30, 2026 |

Regulatory assets under management: $1,596,643,140 in the October 2021 data and $2,027,909,271 in the October 2026 data, up 27%.
Total employees: 11 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,620,443,949 to $2,027,909,271 (+25%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Keebeck Wealth Management (CRD 297496): Form ADV filing data as of October 2026.