# KDK Private Wealth Management

> KDK Private Wealth Management is an SEC-registered investment advisory firm in Houston, TX, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 10, 2026.

- CRD: 299583
- Filed as: KDK PRIVATE WEALTH MANAGEMENT
- Legal name: KDK Private Wealth Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: July 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/299583
- AdvisorCensus page: https://advisorcensus.com/firm/kdk-private-wealth-management-houston-tx-299583

## Quick answers

**How is KDK Private Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), KDK Private Wealth Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**What does KDK Private Wealth Management's brochure say about its fees?**
Its Form ADV Part 2A brochure dated April 29, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is KDK Private Wealth Management located?**
KDK Private Wealth Management's principal office is in Houston, TX, according to its Form ADV.

**Is KDK Private Wealth Management registered with the SEC or a state?**
KDK Private Wealth Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 299583.

**How much does KDK Private Wealth Management manage?**
KDK Private Wealth Management reports $584,638,790 in regulatory assets under management in its Form ADV filing dated July 10, 2026 (99% discretionary).

**How have KDK Private Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for KDK Private Wealth Management: Regulatory assets under management: $109,005,259 in the October 2021 data and $584,638,790 in the October 2026 data, up 436%. Total employees: 3 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does KDK Private Wealth Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (63); individuals (other than high net worth individuals) (25); other (7).

**Which custodians does KDK Private Wealth Management use?**
KDK Private Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does KDK Private Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299583

**Does KDK Private Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated April 29, 2026 says: "As a condition for starting and maintaining an investment management relationship, KDKPWM imposes a minimum portfolio value of $5,000,000." "KDKPWM may, in its sole discretion, accept clients with smaller portfolios based upon certain criteria."

**What changed in KDK Private Wealth Management's recent Form ADV filings?**
In the August 2026 filing data: Employees performing advisory functions went from 4 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated April 29, 2026)

- Asset-based fee: up to 1% of assets a year (the maximum the brochure states)

> KDKPWM offers wealth management services for an annual fee based on the amount of assets under the Firm’s management. The annual fee ranges up to 1.0%.

> The Firm offers clients portfolio reporting services for an annual fee ranging up to .20%.

- Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)

> As a condition for starting and maintaining an investment management relationship, KDKPWM imposes a minimum portfolio value of $5,000,000.

> KDKPWM may, in its sole discretion, accept clients with smaller portfolios based upon certain criteria.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $584,638,790
- Discretionary: $580,669,391
- Non-discretionary: $3,969,399

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $7,410,581 |
| High net worth individuals | 63 | $574,705,583 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 7 | $2,522,626 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2021 (5 years)
- Employees: 7 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- kdkpwm.com
- LinkedIn @kdk-private-wealth-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $109,005,259 | 3 | August 23, 2021 |
| October 2022 | $148,576,260 | 4 | April 28, 2022 |
| October 2023 | $260,942,768 | 5 | September 5, 2023 |
| October 2024 | $359,773,297 | 5 | May 1, 2024 |
| October 2025 | $478,826,455 | 6 | April 17, 2025 |
| October 2026 | $584,638,790 | 7 | July 10, 2026 |

Regulatory assets under management: $109,005,259 in the October 2021 data and $584,638,790 in the October 2026 data, up 436%.
Total employees: 3 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Employees performing advisory functions went from 4 to 3.

### April 2026
- Regulatory assets under management went from $478,826,455 to $584,638,790 (+22%).

### December 2025
- Employees performing advisory functions went from 5 to 4.

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. KDK Private Wealth Management (CRD 299583): Form ADV filing data as of October 2026.