{
  "crd_number": 299583,
  "slug": "kdk-private-wealth-management-houston-tx-299583",
  "primary_business_name": "KDK PRIVATE WEALTH MANAGEMENT",
  "legal_name": "KDK PRIVATE WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Houston",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "26420",
  "metro": {
    "cbsa_code": "26420",
    "common_name": "Houston",
    "msa_name": "Houston-Pasadena-The Woodlands, TX",
    "path": "/advisors/tx/houston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-05-24",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-07-10",
  "carried_forward": false,
  "raum_total": 584638790.0,
  "raum_discretionary": 580669391.0,
  "raum_non_discretionary": 3969399.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 7,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 2522626.0,
      "count": 7,
      "description": "CORPORATE, FOUNDATION AND PRIVATE FUNDS"
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 7410581.0,
      "count": 25
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 574705583.0,
      "count": 63
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://kdkpwm.com",
    "https://linkedin.com/company/kdk-private-wealth-management"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299583",
  "city_as_filed": "HOUSTON",
  "url": "https://advisorcensus.com/firm/kdk-private-wealth-management-houston-tx-299583",
  "display_name": "KDK Private Wealth Management",
  "summary": "KDK Private Wealth Management is an SEC-registered investment advisory firm in Houston, TX, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 10, 2026.",
  "citation": "AdvisorCensus. KDK Private Wealth Management (CRD 299583): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is KDK Private Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), KDK Private Wealth Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "What does KDK Private Wealth Management's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated April 29, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is KDK Private Wealth Management located?",
      "a": "KDK Private Wealth Management's principal office is in Houston, TX, according to its Form ADV."
    },
    {
      "q": "Is KDK Private Wealth Management registered with the SEC or a state?",
      "a": "KDK Private Wealth Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 299583."
    },
    {
      "q": "How much does KDK Private Wealth Management manage?",
      "a": "KDK Private Wealth Management reports $584,638,790 in regulatory assets under management in its Form ADV filing dated July 10, 2026 (99% discretionary)."
    },
    {
      "q": "How have KDK Private Wealth Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for KDK Private Wealth Management: Regulatory assets under management: $109,005,259 in the October 2021 data and $584,638,790 in the October 2026 data, up 436%. Total employees: 3 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does KDK Private Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (63); individuals (other than high net worth individuals) (25); other (7)."
    },
    {
      "q": "Which custodians does KDK Private Wealth Management use?",
      "a": "KDK Private Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does KDK Private Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299583"
    },
    {
      "q": "Does KDK Private Wealth Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 29, 2026 says: \"As a condition for starting and maintaining an investment management relationship, KDKPWM imposes a minimum portfolio value of $5,000,000.\" \"KDKPWM may, in its sole discretion, accept clients with smaller portfolios based upon certain criteria.\""
    },
    {
      "q": "What changed in KDK Private Wealth Management's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Employees performing advisory functions went from 4 to 3."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 109005259.0,
      "total_employees": 3,
      "filing_date": "2021-08-23"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 148576260.0,
      "total_employees": 4,
      "filing_date": "2022-04-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 260942768.0,
      "total_employees": 5,
      "filing_date": "2023-09-05"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 359773297.0,
      "total_employees": 5,
      "filing_date": "2024-05-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 478826455.0,
      "total_employees": 6,
      "filing_date": "2025-04-17"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 584638790.0,
      "total_employees": 7,
      "filing_date": "2026-07-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 3."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $478,826,455 to $584,638,790 (+22%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Employees performing advisory functions went from 5 to 4."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 29, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1% of assets a year",
    "account_minimum": "$5,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "KDKPWM offers wealth management services for an annual fee based on the amount of assets under the Firm’s management. The annual fee ranges up to 1.0%.",
          "The Firm offers clients portfolio reporting services for an annual fee ranging up to .20%."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "As a condition for starting and maintaining an investment management relationship, KDKPWM imposes a minimum portfolio value of $5,000,000.",
          "KDKPWM may, in its sole discretion, accept clients with smaller portfolios based upon certain criteria."
        ]
      }
    ],
    "quotes": [
      "KDKPWM offers wealth management services for an annual fee based on the amount of assets under the Firm’s management. The annual fee ranges up to 1.0%.",
      "The Firm offers clients portfolio reporting services for an annual fee ranging up to .20%.",
      "As a condition for starting and maintaining an investment management relationship, KDKPWM imposes a minimum portfolio value of $5,000,000.",
      "KDKPWM may, in its sole discretion, accept clients with smaller portfolios based upon certain criteria."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/kdk-private-wealth-management-houston-tx-299583.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 25,
      "fewer_than_5": false,
      "raum": 7410581.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 63,
      "fewer_than_5": false,
      "raum": 574705583.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 7,
      "fewer_than_5": false,
      "raum": 2522626.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299583",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}