# KDB Asset Management, LLC

> KDB Asset Management, LLC is a state-registered investment advisory firm in New York, NY, registered since 2004, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 129745
- Filed as: KDB ASSET MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/129745
- AdvisorCensus page: https://advisorcensus.com/firm/kdb-asset-management-llc-new-york-ny-129745

## Quick answers

**How is KDB Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), KDB Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is KDB Asset Management, LLC located?**
KDB Asset Management, LLC's principal office is in New York, NY, according to its Form ADV.

**Is KDB Asset Management, LLC registered with the SEC or a state?**
KDB Asset Management, LLC is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 129745.

**How much does KDB Asset Management, LLC manage?**
KDB Asset Management, LLC reports $19,975,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does KDB Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12).

**Does KDB Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/129745

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $19,975,000
- Discretionary: $19,975,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $5,775,000 |
| High net worth individuals | Fewer than 5 | $6,700,000 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | $7,500,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2004 (22 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- kdbasset.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. KDB Asset Management, LLC (CRD 129745): Form ADV filing data as of October 2026.