# Kayne Anderson Rudnick Investment Management, LLC

> Kayne Anderson Rudnick Investment Management, LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 1985, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 104599
- Filed as: KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
- Also doing business as: KAYNE ANDERSON RUDNICK WEALTH ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/104599
- AdvisorCensus page: https://advisorcensus.com/firm/kayne-anderson-rudnick-investment-management-llc-los-angeles-ca-104599

## Quick answers

**How is Kayne Anderson Rudnick Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Kayne Anderson Rudnick Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Kayne Anderson Rudnick Investment Management, LLC located?**
Kayne Anderson Rudnick Investment Management, LLC's principal office is in Los Angeles, CA, according to its Form ADV; the April 2026 filing also lists 22 other offices (Schedule D, Section 1.F).

**Is Kayne Anderson Rudnick Investment Management, LLC registered with the SEC or a state?**
Kayne Anderson Rudnick Investment Management, LLC is an SEC-registered investment advisory firm, registered since 1985. Status as filed: Approved. CRD 104599.

**How much does Kayne Anderson Rudnick Investment Management, LLC manage?**
Kayne Anderson Rudnick Investment Management, LLC reports $39,356,570,820 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Kayne Anderson Rudnick Investment Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Kayne Anderson Rudnick Investment Management, LLC: Regulatory assets under management: $39,581,789,253 in the October 2021 data and $39,356,570,820 in the October 2026 data, down 1%. Total employees: 94 in October 2021 and 134 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Kayne Anderson Rudnick Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: other (22,509); high net worth individuals (1,409); individuals (other than high net worth individuals) (586).

**Which custodians does Kayne Anderson Rudnick Investment Management, LLC use?**
Kayne Anderson Rudnick Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC and UBS Securities LLC as custodians holding 10% or more of its separately managed account assets.

**Does Kayne Anderson Rudnick Investment Management, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104599

**What changed in Kayne Anderson Rudnick Investment Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 46 to 47. Regulatory assets under management went from $45,493,862,358 to $39,356,570,820 (-13%). Changed its office addresses in Boca Raton, FL. Changed its office addresses in Boston, MA. Changed its office addresses in New York, NY. Changed its office addresses in Newport Beach, CA. Changed its office addresses in Providence, RI. Added an office in Atlanta, GA. Added an office in Bethesda, MD. Added an office in Chicago, IL. Added an office in Cleveland, OH. Added an office in Denver, CO. Added an office in Mt Pleasant, SC. Added an office in Solana Beach, CA. No longer lists an office in Broomfield, CO. No longer lists an office in Novi, MI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC
- UBS Securities LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $39,356,570,820
- Discretionary: $39,356,570,820
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 586 | $259,372,268 |
| High net worth individuals | 1,409 | $7,680,726,109 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 36 | $13,576,677,089 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 17 | $1,785,100,055 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 60 | $2,391,298,750 |
| Charitable organizations | 40 | $819,430,118 |
| State or municipal government entities (including government pension plans) | 19 | $1,317,173,537 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | 5 | $496,125,521 |
| Sovereign wealth funds and foreign official institutions | 1 | $484,976,997 |
| Corporations or other businesses not listed above | 53 | $1,278,047,247 |
| Other | 22,509 | $9,267,643,129 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1985 (41 years)
- Employees: 134 total, 47 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104599

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Atlanta, GA
- Bethesda, MD
- Boca Raton, FL
- Boston, MA
- Charlotte, NC
- Chicago, IL
- Cleveland, OH
- Dallas, TX
- Denver, CO
- Houston, TX
- Maitland, FL
- Menlo Park, CA
- Mt Pleasant, SC
- New York, NY
- Newport Beach, CA
- Providence, RI
- Salt Lake City, UT
- Scottsdale, AZ
- Seattle, WA
- Solana Beach, CA
- Walpole, MA
- Westlake Village, CA

### Websites listed on Form ADV (Item 1.I)
- [kayne.com](https://kayne.com)
- Facebook @KAYNEANDERSONRUDNICK
- LinkedIn @kayne-anderson-rudnick
- X @karinvest
- YouTube @kayneandersonrudnick

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $39,581,789,253 | 94 | June 30, 2021 |
| October 2022 | $47,269,258,792 | 109 | March 30, 2022 |
| October 2023 | $33,531,267,174 | 114 | June 20, 2023 |
| October 2024 | $41,186,294,289 | 115 | March 27, 2024 |
| October 2025 | $45,493,862,358 | 119 | March 26, 2025 |
| October 2026 | $39,356,570,820 | 134 | March 27, 2026 |

Regulatory assets under management: $39,581,789,253 in the October 2021 data and $39,356,570,820 in the October 2026 data, down 1%.
Total employees: 94 in October 2021 and 134 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 46 to 47.
- Regulatory assets under management went from $45,493,862,358 to $39,356,570,820 (-13%).
- Changed its office addresses in Boca Raton, FL.
- Changed its office addresses in Boston, MA.
- Changed its office addresses in New York, NY.
- Changed its office addresses in Newport Beach, CA.
- Changed its office addresses in Providence, RI.
- Added an office in Atlanta, GA.
- Added an office in Bethesda, MD.
- Added an office in Chicago, IL.
- Added an office in Cleveland, OH.
- Added an office in Denver, CO.
- Added an office in Mt Pleasant, SC.
- Added an office in Solana Beach, CA.
- No longer lists an office in Broomfield, CO.
- No longer lists an office in Novi, MI.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kayne Anderson Rudnick Investment Management, LLC (CRD 104599): Form ADV filing data as of October 2026.