{
  "crd_number": 104599,
  "slug": "kayne-anderson-rudnick-investment-management-llc-los-angeles-ca-104599",
  "primary_business_name": "KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC",
  "legal_name": "KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC",
  "dbas": [
    "KAYNE ANDERSON RUDNICK WEALTH ADVISORS"
  ],
  "city": "Los Angeles",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1985-05-22",
  "years_registered": 41,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 39356570820.0,
  "raum_discretionary": 39356570820.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 134,
  "advisory_employees": 47,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 9267643129.0,
      "count": 22509,
      "description": "DISCRETIONARY WRAP"
    },
    "charitable": {
      "raum": 819430118.0,
      "count": 40
    },
    "individuals": {
      "raum": 259372268.0,
      "count": 586
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": 1317173537.0,
      "count": 19
    },
    "insurance_companies": {
      "raum": 496125521.0,
      "count": 5
    },
    "investment_companies": {
      "raum": 13576677089.0,
      "count": 36
    },
    "pension_profit_sharing": {
      "raum": 2391298750.0,
      "count": 60
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 7680726109.0,
      "count": 1409
    },
    "pooled_investment_vehicles": {
      "raum": 1785100055.0,
      "count": 17
    },
    "corporations_other_businesses": {
      "raum": 1278047247.0,
      "count": 53
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 484976997.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 1,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "PR",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VI",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://facebook.com/KAYNEANDERSONRUDNICK",
    "https://kayne.com",
    "https://linkedin.com/company/kayne-anderson-rudnick",
    "https://x.com/karinvest",
    "https://youtube.com/@kayneandersonrudnick"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/104599",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "LOS ANGELES",
  "url": "https://advisorcensus.com/firm/kayne-anderson-rudnick-investment-management-llc-los-angeles-ca-104599",
  "display_name": "Kayne Anderson Rudnick Investment Management, LLC",
  "summary": "Kayne Anderson Rudnick Investment Management, LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 1985, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Kayne Anderson Rudnick Investment Management, LLC (CRD 104599): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Kayne Anderson Rudnick Investment Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Kayne Anderson Rudnick Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Kayne Anderson Rudnick Investment Management, LLC located?",
      "a": "Kayne Anderson Rudnick Investment Management, LLC's principal office is in Los Angeles, CA, according to its Form ADV; the April 2026 filing also lists 22 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Kayne Anderson Rudnick Investment Management, LLC registered with the SEC or a state?",
      "a": "Kayne Anderson Rudnick Investment Management, LLC is an SEC-registered investment advisory firm, registered since 1985. Status as filed: Approved. CRD 104599."
    },
    {
      "q": "How much does Kayne Anderson Rudnick Investment Management, LLC manage?",
      "a": "Kayne Anderson Rudnick Investment Management, LLC reports $39,356,570,820 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Kayne Anderson Rudnick Investment Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Kayne Anderson Rudnick Investment Management, LLC: Regulatory assets under management: $39,581,789,253 in the October 2021 data and $39,356,570,820 in the October 2026 data, down 1%. Total employees: 94 in October 2021 and 134 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Kayne Anderson Rudnick Investment Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: other (22,509); high net worth individuals (1,409); individuals (other than high net worth individuals) (586)."
    },
    {
      "q": "Which custodians does Kayne Anderson Rudnick Investment Management, LLC use?",
      "a": "Kayne Anderson Rudnick Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC and UBS Securities LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Kayne Anderson Rudnick Investment Management, LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104599"
    },
    {
      "q": "What changed in Kayne Anderson Rudnick Investment Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 46 to 47. Regulatory assets under management went from $45,493,862,358 to $39,356,570,820 (-13%). Changed its office addresses in Boca Raton, FL. Changed its office addresses in Boston, MA. Changed its office addresses in New York, NY. Changed its office addresses in Newport Beach, CA. Changed its office addresses in Providence, RI. Added an office in Atlanta, GA. Added an office in Bethesda, MD. Added an office in Chicago, IL. Added an office in Cleveland, OH. Added an office in Denver, CO. Added an office in Mt Pleasant, SC. Added an office in Solana Beach, CA. No longer lists an office in Broomfield, CO. No longer lists an office in Novi, MI."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 39581789253.0,
      "total_employees": 94,
      "filing_date": "2021-06-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 47269258792.0,
      "total_employees": 109,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 33531267174.0,
      "total_employees": 114,
      "filing_date": "2023-06-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 41186294289.0,
      "total_employees": 115,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 45493862358.0,
      "total_employees": 119,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 39356570820.0,
      "total_employees": 134,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 46 to 47.",
        "Regulatory assets under management went from $45,493,862,358 to $39,356,570,820 (-13%).",
        "Changed its office addresses in Boca Raton, FL.",
        "Changed its office addresses in Boston, MA.",
        "Changed its office addresses in New York, NY.",
        "Changed its office addresses in Newport Beach, CA.",
        "Changed its office addresses in Providence, RI.",
        "Added an office in Atlanta, GA.",
        "Added an office in Bethesda, MD.",
        "Added an office in Chicago, IL.",
        "Added an office in Cleveland, OH.",
        "Added an office in Denver, CO.",
        "Added an office in Mt Pleasant, SC.",
        "Added an office in Solana Beach, CA.",
        "No longer lists an office in Broomfield, CO.",
        "No longer lists an office in Novi, MI."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    },
    {
      "name": "UBS Securities LLC",
      "name_as_filed": "UBS SECURITIES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/kayne-anderson-rudnick-investment-management-llc-los-angeles-ca-104599.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 586,
      "fewer_than_5": false,
      "raum": 259372268.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 1409,
      "fewer_than_5": false,
      "raum": 7680726109.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 36,
      "fewer_than_5": false,
      "raum": 13576677089.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 17,
      "fewer_than_5": false,
      "raum": 1785100055.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 60,
      "fewer_than_5": false,
      "raum": 2391298750.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 40,
      "fewer_than_5": false,
      "raum": 819430118.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 19,
      "fewer_than_5": false,
      "raum": 1317173537.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 5,
      "fewer_than_5": false,
      "raum": 496125521.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 1,
      "fewer_than_5": true,
      "raum": 484976997.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 53,
      "fewer_than_5": false,
      "raum": 1278047247.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 22509,
      "fewer_than_5": false,
      "raum": 9267643129.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/104599",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}