# Kawasaki Financial, LLC

> Kawasaki Financial, LLC is a state-registered investment advisory firm, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 19, 2022.

- CRD: 173848
- Filed as: KAWASAKI FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Oregon
- Filing period: October 2026
- Form ADV filing dated: January 19, 2022
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/173848
- AdvisorCensus page: https://advisorcensus.com/firm/kawasaki-financial-llc-173848

## Quick answers

**How is Kawasaki Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Kawasaki Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Is Kawasaki Financial, LLC registered with the SEC or a state?**
Kawasaki Financial, LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 173848.

**How much does Kawasaki Financial, LLC manage?**
Kawasaki Financial, LLC reports $7,500,000 in regulatory assets under management in its Form ADV filing dated January 19, 2022 (100% discretionary).

**Does Kawasaki Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/173848

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $7,500,000
- Discretionary: $7,500,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $7,500,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- kawasaki.us

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kawasaki Financial, LLC (CRD 173848): Form ADV filing data as of October 2026.