# Kawa Capital Management, Inc.

> Kawa Capital Management, Inc. is an SEC-registered investment advisory firm in Hallandale Beach, FL, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 4, 2026.

- CRD: 157780
- Filed as: KAWA CAPITAL MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hallandale Beach, FL
- Filing period: October 2026
- Form ADV filing dated: June 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157780
- AdvisorCensus page: https://advisorcensus.com/firm/kawa-capital-management-inc-hallandale-beach-fl-157780

## Quick answers

**How is Kawa Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Kawa Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**How much does Kawa Capital Management, Inc. charge?**
Its Form ADV Part 2A brochure dated June 4, 2026 states: Asset-based fee: 1% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Kawa Capital Management, Inc. located?**
Kawa Capital Management, Inc.'s principal office is in Hallandale Beach, FL, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Kawa Capital Management, Inc. registered with the SEC or a state?**
Kawa Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 157780.

**How much does Kawa Capital Management, Inc. manage?**
Kawa Capital Management, Inc. reports $2,815,999,415 in regulatory assets under management in its Form ADV filing dated June 4, 2026 (97% discretionary).

**How have Kawa Capital Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Kawa Capital Management, Inc.: Regulatory assets under management: $1,564,356,574 in the October 2021 data and $2,815,999,415 in the October 2026 data, up 80%. Total employees: 55 in October 2021 and 53 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Kawa Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (43); high net worth individuals (10); other investment advisers (3).

**Does Kawa Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157780

**What changed in Kawa Capital Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 16 to 23. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated June 4, 2026)

- Asset-based fee: 1% to 2% a year (a range, as the brochure states it)

> Generally, the compensation received by Kawa (or one of its affiliates) in the form of management compensation ranges from 1% to 2% per annum of the net assets of the Fund

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $2,815,999,415
- Discretionary: $2,732,768,984
- Non-discretionary: $83,230,431

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 10 | $141,184,683 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 43 | $2,663,894,285 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 3 | $10,920,447 |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2011 (14 years)
- Employees: 53 total, 23 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Aspen, CO

### Websites listed on Form ADV (Item 1.I)
- app.kawa.com
- kawa.com
- lp.kawa.com
- Facebook @kawacapital
- Instagram @kawa_capital
- LinkedIn @kawa-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,564,356,574 | 55 | August 13, 2021 |
| October 2022 | $2,050,662,667 | 61 | September 14, 2022 |
| October 2023 | $2,482,285,101 | 66 | March 29, 2023 |
| October 2024 | $2,860,521,167 | 63 | May 7, 2024 |
| October 2025 | $3,015,309,475 | 53 | May 13, 2025 |
| October 2026 | $2,815,999,415 | 53 | June 4, 2026 |

Regulatory assets under management: $1,564,356,574 in the October 2021 data and $2,815,999,415 in the October 2026 data, up 80%.
Total employees: 55 in October 2021 and 53 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 16 to 23.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kawa Capital Management, Inc. (CRD 157780): Form ADV filing data as of October 2026.