# Katz-Moses Financial LLC

> Katz-Moses Financial LLC is a state-registered investment advisory firm, registered since 2019, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.

- CRD: 304768
- Filed as: KATZ-MOSES FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 5, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/304768
- AdvisorCensus page: https://advisorcensus.com/firm/katz-moses-financial-llc-304768

## Quick answers

**How is Katz-Moses Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Katz-Moses Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Katz-Moses Financial LLC registered with the SEC or a state?**
Katz-Moses Financial LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 304768.

**How much does Katz-Moses Financial LLC manage?**
Katz-Moses Financial LLC reports $25,437,540 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary).

**What types of clients does Katz-Moses Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (44); high net worth individuals (9); charitable organizations (4).

**Does Katz-Moses Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/304768

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $25,437,540
- Discretionary: $25,437,540
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 44 | $13,211,688 |
| High net worth individuals | 9 | $12,101,702 |
| Charitable organizations | 4 | $124,150 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2019 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DC, MD
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- katzmosesfinancial.com
- Facebook @akatzmoses
- Instagram @mrkatzmo
- LinkedIn @andrew-katz-moses-7987299
- X @mrkatzmo

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Katz-Moses Financial LLC (CRD 304768): Form ADV filing data as of October 2026.