# Kane Investment Management, Inc.

> Kane Investment Management, Inc. is an SEC-registered investment advisory firm in Los Gatos, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 127337
- Filed as: KANE INVESTMENT MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Gatos, CA
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/127337
- AdvisorCensus page: https://advisorcensus.com/firm/kane-investment-management-inc-los-gatos-ca-127337

## Quick answers

**How is Kane Investment Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Kane Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Kane Investment Management, Inc. located?**
Kane Investment Management, Inc.'s principal office is in Los Gatos, CA, according to its Form ADV.

**Is Kane Investment Management, Inc. registered with the SEC or a state?**
Kane Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 127337.

**How much does Kane Investment Management, Inc. manage?**
Kane Investment Management, Inc. reports $240,524,560 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have Kane Investment Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Kane Investment Management, Inc.: Regulatory assets under management: $106,017,083 in the October 2021 data and $240,524,560 in the October 2026 data, up 127%. Total employees: 9 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Kane Investment Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (158); high net worth individuals (33).

**Which custodians does Kane Investment Management, Inc. use?**
Kane Investment Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Kane Investment Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127337

**Does Kane Investment Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 24, 2026 says: "Kane Investment Management, Inc. does not require a minimum amount to open or maintain an account."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Account minimum: None

> Kane Investment Management, Inc. does not require a minimum amount to open or maintain an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $240,524,560
- Discretionary: $240,524,560
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 158 | $129,052,998 |
| High net worth individuals | 33 | $111,471,562 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 9 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- kaneinvestment.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $106,017,083 | 9 | July 20, 2021 |
| October 2022 | $116,092,077 | 9 | May 2, 2022 |
| October 2023 | $118,226,372 | 7 | March 31, 2023 |
| October 2024 | $129,790,022 | 9 | September 26, 2024 |
| October 2025 | $220,633,006 | 9 | March 28, 2025 |
| October 2026 | $240,524,560 | 9 | March 24, 2026 |

Regulatory assets under management: $106,017,083 in the October 2021 data and $240,524,560 in the October 2026 data, up 127%.
Total employees: 9 in October 2021 and 9 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kane Investment Management, Inc. (CRD 127337): Form ADV filing data as of October 2026.