{ "crd_number": 312316, "slug": "kala-capital-312316", "primary_business_name": "KALA CAPITAL", "legal_name": "KALA CAPITAL PARTNERS, LLC", "dbas": [], "city": null, "state": null, "country": null, "cbsa_code": null, "metro": null, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2022-01-19", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-05-07", "carried_forward": false, "raum_total": 24750288.0, "raum_discretionary": 23659641.0, "raum_non_discretionary": 1090647.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 3, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 15547809.0, "count": 71 }, "high_net_worth_individuals": { "raum": 9202479.0, "count": 5 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "HI" ], "websites": [ "https://facebook.com/KalaCapitalPartnersHawaii", "https://instagram.com/kalacapital", "https://kalacapitalpartners.com", "https://linkedin.com/company/kala-capital-partners/about?viewAsMember=true", "https://youtube.com/channel/UCPwzMM4BXVI7B0sku_Mf2rw" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312316", "listing_state": "HI", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": null, "url": "https://advisorcensus.com/firm/kala-capital-312316", "display_name": "Kala Capital", "summary": "Kala Capital is a state-registered investment advisory firm, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 7, 2026.", "citation": "AdvisorCensus. Kala Capital (CRD 312316): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Kala Capital compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Kala Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Is Kala Capital registered with the SEC or a state?", "a": "Kala Capital is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 312316." }, { "q": "How much does Kala Capital manage?", "a": "Kala Capital reports $24,750,288 in regulatory assets under management in its Form ADV filing dated May 7, 2026 (96% discretionary)." }, { "q": "How have Kala Capital's assets and staff changed since 2021?", "a": "In the Form ADV data for Kala Capital: Regulatory assets under management: $2,133,000 in the October 2021 data and $24,750,288 in the October 2026 data, up 1060%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Kala Capital serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (71); high net worth individuals (5)." }, { "q": "Does Kala Capital report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/312316" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2133000.0, "total_employees": 4, "filing_date": "2021-08-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 24750288.0, "total_employees": 3, "filing_date": "2026-05-07" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/kala-capital-312316.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 71, "fewer_than_5": false, "raum": 15547809.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 5, "fewer_than_5": false, "raum": 9202479.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312316", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }