# Kaizen Wealth Management, LLC

> Kaizen Wealth Management, LLC is a state-registered investment advisory firm in Shelby Township, MI, registered since 2016, with no regulatory assets under management reported in its Form ADV filing dated June 16, 2026.

- CRD: 285678
- Filed as: KAIZEN WEALTH MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Shelby Township, MI
- Filing period: October 2026
- Form ADV filing dated: June 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/285678
- AdvisorCensus page: https://advisorcensus.com/firm/kaizen-wealth-management-llc-shelby-township-mi-285678

## Quick answers

**How is Kaizen Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Kaizen Wealth Management, LLC reports these compensation arrangements: hourly charges; other.

**Where is Kaizen Wealth Management, LLC located?**
Kaizen Wealth Management, LLC's principal office is in Shelby Township, MI, according to its Form ADV.

**Is Kaizen Wealth Management, LLC registered with the SEC or a state?**
Kaizen Wealth Management, LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 285678.

**Does Kaizen Wealth Management, LLC report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.E(1) (self-regulatory organization's finding of a false statement or omission), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/285678

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Other

### Advisory services (Item 5.G)
- Financial planning services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2016 (9 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MI
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(1): Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/285678

### Websites listed on Form ADV (Item 1.I)
- kaizenfinancialinc.com
- LinkedIn @kaizen-financial-inc
- Facebook @KAIZENFINANCIALGROUP

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Kaizen Wealth Management, LLC (CRD 285678): Form ADV filing data as of October 2026.