# KAI Wealth LLC

> KAI Wealth LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 2, 2026.

- CRD: 332136
- Filed as: KAI WEALTH LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: April 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332136
- AdvisorCensus page: https://advisorcensus.com/firm/kai-wealth-llc-chicago-il-332136

## Quick answers

**How is KAI Wealth LLC compensated?**
On its Form ADV (Item 5.E, October 2026), KAI Wealth LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is KAI Wealth LLC located?**
KAI Wealth LLC's principal office is in Chicago, IL, according to its Form ADV.

**Is KAI Wealth LLC registered with the SEC or a state?**
KAI Wealth LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332136.

**How much does KAI Wealth LLC manage?**
KAI Wealth LLC reports $275,175,897 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (66% discretionary).

**How have KAI Wealth LLC's assets and staff changed since 2025?**
In the Form ADV data for KAI Wealth LLC: Regulatory assets under management: $108,000,000 in the October 2025 data and $275,175,897 in the October 2026 data, up 155%. Total employees: 5 in October 2025 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does KAI Wealth LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (17); individuals (other than high net worth individuals) (6).

**Which custodians does KAI Wealth LLC use?**
KAI Wealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co, Inc. and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets.

**Does KAI Wealth LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332136

**What changed in KAI Wealth LLC's recent Form ADV filings?**
In the May 2026 filing data: Employees performing advisory functions went from 1 to 2. Registered or notice-filed in AZ, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co, Inc.
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $275,175,897
- Discretionary: $182,175,897
- Non-discretionary: $93,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6 | $6,000,000 |
| High net worth individuals | 17 | $269,175,897 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (1 year)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, IL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @kai-wealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $108,000,000 | 5 | February 21, 2025 |
| October 2026 | $275,175,897 | 6 | April 2, 2026 |

Regulatory assets under management: $108,000,000 in the October 2025 data and $275,175,897 in the October 2026 data, up 155%.
Total employees: 5 in October 2025 and 6 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Employees performing advisory functions went from 1 to 2.
- Registered or notice-filed in AZ, TX.

### April 2026
- Regulatory assets under management went from $174,619,563 to $269,175,897 (+54%).

### December 2025
- Employees performing advisory functions went from 2 to 1.
- Regulatory assets under management went from $108,000,000 to $174,619,563 (+62%).

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. KAI Wealth LLC (CRD 332136): Form ADV filing data as of October 2026.