# KAI Management Group, LLC

> KAI Management Group, LLC is an exempt reporting adviser in New York, NY, filing reports since 2023. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 326826
- Filed as: KAI MANAGEMENT GROUP, LLC
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/326826
- AdvisorCensus page: https://advisorcensus.com/firm/kai-management-group-llc-new-york-ny-326826

## Quick answers

**Where is KAI Management Group, LLC located?**
KAI Management Group, LLC's principal office is in New York, NY, according to its Form ADV.

**How does KAI Management Group, LLC report to regulators?**
KAI Management Group, LLC is an exempt reporting adviser, filing reports since 2023. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 326826.

**Does KAI Management Group, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/326826

## From the Form ADV filing

### Firm details
- Reporting since: 2023 (3 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/326826

### Websites listed on Form ADV (Item 1.I)
- kaicm.com
- LinkedIn @kai-capitalmanagement

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | Not reported | Not reported | May 17, 2023 |
| October 2024 | Not reported | Not reported | September 19, 2024 |
| October 2025 | Not reported | Not reported | March 27, 2025 |
| October 2026 | Not reported | Not reported | March 30, 2026 |


## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. KAI Management Group, LLC (CRD 326826): Form ADV filing data as of October 2026.