# KAI Advisors

> KAI Advisors is a state-registered investment advisory firm, registered since 2010, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 20, 2026.

- CRD: 137833
- Filed as: KAI ADVISORS
- Legal name: KAI Advisors, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: February 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/137833
- AdvisorCensus page: https://advisorcensus.com/firm/kai-advisors-137833

## Quick answers

**How is KAI Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), KAI Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is KAI Advisors registered with the SEC or a state?**
KAI Advisors is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 137833.

**How much does KAI Advisors manage?**
KAI Advisors reports $66,009,810 in regulatory assets under management in its Form ADV filing dated February 20, 2026 (100% discretionary).

**What types of clients does KAI Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (34); individuals (other than high net worth individuals) (6); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does KAI Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/137833

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $66,009,810
- Discretionary: $66,009,810
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6 | $2,186,819 |
| High net worth individuals | 34 | $63,822,991 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2010 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- feeonlynetwork.com/financial-advisor/ajay-kaisth
- kaiadvisors.com
- Facebook @KAIADVISORS
- LinkedIn @kai-advisors-llc
- LinkedIn @akaisth
- X @KAIADVISORS

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. KAI Advisors (CRD 137833): Form ADV filing data as of October 2026.