{ "crd_number": 311657, "slug": "ka-credit-advisors-ii-llc-houston-tx-311657", "primary_business_name": "KA CREDIT ADVISORS II, LLC", "legal_name": "KA CREDIT ADVISORS II, LLC", "dbas": [], "city": "Houston", "state": "TX", "country": "United States", "cbsa_code": "26420", "metro": { "cbsa_code": "26420", "common_name": "Houston", "msa_name": "Houston-Pasadena-The Woodlands, TX", "path": "/advisors/tx/houston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-01-12", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-03-13", "carried_forward": false, "raum_total": 395207354.0, "raum_discretionary": 395207354.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 64, "advisory_employees": 35, "client_count_bucket": null, "clients_by_type": { "business_development_companies": { "raum": 395207354.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "FL", "IL", "NY", "TX" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/311657", "city_as_filed": "HOUSTON", "url": "https://advisorcensus.com/firm/ka-credit-advisors-ii-llc-houston-tx-311657", "display_name": "KA Credit Advisors II, LLC", "summary": "KA Credit Advisors II, LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.", "citation": "AdvisorCensus. KA Credit Advisors II, LLC (CRD 311657): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is KA Credit Advisors II, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), KA Credit Advisors II, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is KA Credit Advisors II, LLC located?", "a": "KA Credit Advisors II, LLC's principal office is in Houston, TX, according to its Form ADV; the April 2026 filing also lists 4 other offices (Schedule D, Section 1.F)." }, { "q": "Is KA Credit Advisors II, LLC registered with the SEC or a state?", "a": "KA Credit Advisors II, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 311657." }, { "q": "How much does KA Credit Advisors II, LLC manage?", "a": "KA Credit Advisors II, LLC reports $395,207,354 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (100% discretionary)." }, { "q": "How have KA Credit Advisors II, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for KA Credit Advisors II, LLC: Regulatory assets under management: $350,000,000 in the October 2021 data and $395,207,354 in the October 2026 data, up 13%. Total employees: 45 in October 2021 and 64 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does KA Credit Advisors II, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: business development companies (1)." }, { "q": "Does KA Credit Advisors II, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311657" }, { "q": "What changed in KA Credit Advisors II, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 31 to 35." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 350000000.0, "total_employees": 45, "filing_date": "2021-07-27" }, { "period": "2022-10-01", "regulatory_assets_under_management": 353535000.0, "total_employees": 46, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 359657354.0, "total_employees": 58, "filing_date": "2023-06-16" }, { "period": "2024-10-01", "regulatory_assets_under_management": 350354354.0, "total_employees": 56, "filing_date": "2024-02-23" }, { "period": "2025-10-01", "regulatory_assets_under_management": 390963354.0, "total_employees": 60, "filing_date": "2025-02-11" }, { "period": "2026-10-01", "regulatory_assets_under_management": 395207354.0, "total_employees": 64, "filing_date": "2026-03-13" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 31 to 35." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/ka-credit-advisors-ii-llc-houston-tx-311657.md", "clients": [ { "type": "business_development_companies", "label": "Business development companies", "count": 1, "fewer_than_5": false, "raum": 395207354.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/311657", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }