# K2 Wealth Management LLC

> K2 Wealth Management LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 14, 2026.

- CRD: 332264
- Filed as: K2 WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: April 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332264
- AdvisorCensus page: https://advisorcensus.com/firm/k2-wealth-management-llc-chicago-il-332264

## Quick answers

**How is K2 Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), K2 Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); commissions.

**Where is K2 Wealth Management LLC located?**
K2 Wealth Management LLC's principal office is in Chicago, IL, according to its Form ADV.

**Is K2 Wealth Management LLC registered with the SEC or a state?**
K2 Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 332264.

**How much does K2 Wealth Management LLC manage?**
K2 Wealth Management LLC reports $120,000,000 in regulatory assets under management in its Form ADV filing dated April 14, 2026 (96% discretionary).

**What types of clients does K2 Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (70).

**Which custodians does K2 Wealth Management LLC use?**
K2 Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets.

**Does K2 Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332264

**Does K2 Wealth Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 6, 2026 says: "K2 WM does not require a minimum account size or fee ."

**What changed in K2 Wealth Management LLC's recent Form ADV filings?**
In the May 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions

### Fees and minimums (Form ADV Part 2A brochure dated March 6, 2026)

- Account minimum: None

> K2 WM does not require a minimum account size or fee .

- Minimum annual fee: None

> K2 WM does not require a minimum account size or fee .

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $120,000,000
- Discretionary: $115,000,000
- Non-discretionary: $5,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 70 | $120,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, IL, KS, NE, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- k2wealthllc.com
- LinkedIn @k2wealth

## Changes in the filing (last 12 months)

### May 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. K2 Wealth Management LLC (CRD 332264): Form ADV filing data as of October 2026.