{
  "crd_number": 332264,
  "slug": "k2-wealth-management-llc-chicago-il-332264",
  "primary_business_name": "K2 WEALTH MANAGEMENT LLC",
  "legal_name": "K2 WEALTH MANAGEMENT LLC",
  "dbas": [],
  "city": "Chicago",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "16980",
  "metro": {
    "cbsa_code": "16980",
    "common_name": "Chicago",
    "msa_name": "Chicago-Naperville-Elgin, IL-IN",
    "path": "/advisors/il/chicago"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-04-06",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-04-14",
  "carried_forward": false,
  "raum_total": 120000000.0,
  "raum_discretionary": 115000000.0,
  "raum_non_discretionary": 5000000.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 120000000.0,
      "count": 70
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CO",
    "IL",
    "KS",
    "NE",
    "NY",
    "TX"
  ],
  "websites": [
    "https://k2wealthllc.com",
    "https://linkedin.com/company/k2wealth"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332264",
  "city_as_filed": "CHICAGO",
  "url": "https://advisorcensus.com/firm/k2-wealth-management-llc-chicago-il-332264",
  "display_name": "K2 Wealth Management LLC",
  "summary": "K2 Wealth Management LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 14, 2026.",
  "citation": "AdvisorCensus. K2 Wealth Management LLC (CRD 332264): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is K2 Wealth Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), K2 Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); commissions."
    },
    {
      "q": "Where is K2 Wealth Management LLC located?",
      "a": "K2 Wealth Management LLC's principal office is in Chicago, IL, according to its Form ADV."
    },
    {
      "q": "Is K2 Wealth Management LLC registered with the SEC or a state?",
      "a": "K2 Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 332264."
    },
    {
      "q": "How much does K2 Wealth Management LLC manage?",
      "a": "K2 Wealth Management LLC reports $120,000,000 in regulatory assets under management in its Form ADV filing dated April 14, 2026 (96% discretionary)."
    },
    {
      "q": "What types of clients does K2 Wealth Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (70)."
    },
    {
      "q": "Which custodians does K2 Wealth Management LLC use?",
      "a": "K2 Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does K2 Wealth Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332264"
    },
    {
      "q": "Does K2 Wealth Management LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 6, 2026 says: \"K2 WM does not require a minimum account size or fee .\""
    },
    {
      "q": "What changed in K2 Wealth Management LLC's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Newly registered with the SEC."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 6, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "None",
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "K2 WM does not require a minimum account size or fee ."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: None"
        ],
        "quotes": [
          "K2 WM does not require a minimum account size or fee ."
        ]
      }
    ],
    "quotes": [
      "K2 WM does not require a minimum account size or fee .",
      "K2 WM does not require a minimum account size or fee ."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Distributors Company LLC",
      "name_as_filed": "FIDELITY DISTRIBUTORS COMPANY LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/k2-wealth-management-llc-chicago-il-332264.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 70,
      "fewer_than_5": false,
      "raum": 120000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332264",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}