# K R Financial LLC

> K R Financial LLC is an SEC-registered investment advisory firm in Princeton, NJ, registered since 1998, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 24, 2026.

- CRD: 111282
- Filed as: K R FINANCIAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Princeton, NJ
- Filing period: October 2026
- Form ADV filing dated: April 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/111282
- AdvisorCensus page: https://advisorcensus.com/firm/k-r-financial-llc-princeton-nj-111282

## Quick answers

**How is K R Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), K R Financial LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is K R Financial LLC located?**
K R Financial LLC's principal office is in Princeton, NJ, according to its Form ADV.

**Is K R Financial LLC registered with the SEC or a state?**
K R Financial LLC is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 111282.

**How much does K R Financial LLC manage?**
K R Financial LLC reports $90,735,198 in regulatory assets under management in its Form ADV filing dated April 24, 2026 (100% discretionary).

**How have K R Financial LLC's assets and staff changed since 2021?**
In the Form ADV data for K R Financial LLC: Regulatory assets under management: $97,419,097 in the October 2021 data and $90,735,198 in the October 2026 data, down 7%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does K R Financial LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (25).

**Which custodians does K R Financial LLC use?**
K R Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon Capital Markets, LLC and RBC Capital Markets, LLC as custodians holding 10% or more of its separately managed account assets.

**Does K R Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111282

**What changed in K R Financial LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $104,362,346 to $90,735,198 (-13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- BNY Mellon Capital Markets, LLC
- RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $90,735,198
- Discretionary: $90,735,198
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 25 | $70,249,333 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,992,107 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $16,493,758 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1998 (27 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sharedfamilyoffice.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $97,419,097 | 3 | February 8, 2021 |
| October 2022 | $101,113,740 | 3 | January 27, 2022 |
| October 2023 | $90,641,419 | 2 | March 29, 2023 |
| October 2024 | $98,359,007 | 2 | February 8, 2024 |
| October 2025 | $104,362,346 | 2 | January 14, 2025 |
| October 2026 | $90,735,198 | 2 | April 24, 2026 |

Regulatory assets under management: $97,419,097 in the October 2021 data and $90,735,198 in the October 2026 data, down 7%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $104,362,346 to $90,735,198 (-13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. K R Financial LLC (CRD 111282): Form ADV filing data as of October 2026.