# K.J. Harrison & Partners (USA) Inc. > K.J. Harrison & Partners (USA) Inc. is an SEC-registered investment advisory firm in Toronto, On, Canada, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 1, 2026. - CRD: 282353 - Filed as: K.J. HARRISON & PARTNERS (USA) INC. - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Toronto, On, Canada - Filing period: October 2026 - Form ADV filing dated: July 1, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/282353 - AdvisorCensus page: https://advisorcensus.com/firm/k-j-harrison-and-partners-usa-inc-toronto-on-282353 ## Quick answers **How is K.J. Harrison & Partners (USA) Inc. compensated?** On its Form ADV (Item 5.E, October 2026), K.J. Harrison & Partners (USA) Inc. reports these compensation arrangements: a percentage of assets under its management. **How much does K.J. Harrison & Partners (USA) Inc. charge?** Its Form ADV Part 2A brochure dated July 1, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is K.J. Harrison & Partners (USA) Inc. located?** K.J. Harrison & Partners (USA) Inc.'s principal office is in Toronto, On, Canada, according to its Form ADV. **Is K.J. Harrison & Partners (USA) Inc. registered with the SEC or a state?** K.J. Harrison & Partners (USA) Inc. is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 282353. **How much does K.J. Harrison & Partners (USA) Inc. manage?** K.J. Harrison & Partners (USA) Inc. reports $21,748,500 in regulatory assets under management in its Form ADV filing dated July 1, 2026 (100% discretionary). **How have K.J. Harrison & Partners (USA) Inc.'s assets and staff changed since 2021?** In the Form ADV data for K.J. Harrison & Partners (USA) Inc.: Regulatory assets under management: $12,638,000 in the October 2021 data and $21,748,500 in the October 2026 data, up 72%. Total employees: 8 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does K.J. Harrison & Partners (USA) Inc. serve?** By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (2); high net worth individuals (1); pension and profit sharing plans (but not the plan participants or government pension plans) (1). **Which custodians does K.J. Harrison & Partners (USA) Inc. use?** K.J. Harrison & Partners (USA) Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Morgan Stanley as a custodian holding 10% or more of its separately managed account assets. **Does K.J. Harrison & Partners (USA) Inc. report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282353 **Does K.J. Harrison & Partners (USA) Inc. state an account minimum?** Its Form ADV Part 2A brochure dated July 1, 2026 says: "In general, we require a minimum of $1,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size." **What changed in K.J. Harrison & Partners (USA) Inc.'s recent Form ADV filings?** In the August 2026 filing data: Updated its list of owners and control persons (Schedule A). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated July 1, 2026) - Asset-based fee: up to 2% of assets a year (the maximum the brochure states) > The fee for Wealth Management Services is based on a percentage of your portfolio assets that we manage, which may range up to 2.00%. - Account minimum: $1,000,000 (the brochure says it may be waived or negotiated) > In general, we require a minimum of $1,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Morgan Stanley Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $21,748,500 - Discretionary: $21,748,500 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | High net worth individuals | 1 | $4,683,500 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $2,713,900 | | Corporations or other businesses not listed above | 2 | $6,412,500 | | Other | 1 | $7,938,600 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses ### Firm details - Registered since: 2016 (10 years) - Employees: 10 total, 4 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: TX - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $12,638,000 | 8 | February 1, 2021 | | October 2022 | $14,716,500 | 8 | March 4, 2022 | | October 2023 | $14,229,000 | 8 | March 3, 2023 | | October 2024 | $16,112,000 | 9 | February 14, 2024 | | October 2025 | $20,700,900 | 9 | January 29, 2025 | | October 2026 | $21,748,500 | 10 | July 1, 2026 | Regulatory assets under management: $12,638,000 in the October 2021 data and $21,748,500 in the October 2026 data, up 72%. Total employees: 8 in October 2021 and 10 in October 2026. ## Changes in the filing (last 12 months) ### August 2026 - Updated its list of owners and control persons (Schedule A). ### April 2026 - Updated its list of owners and control persons (Schedule A). ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. K.J. Harrison & Partners (USA) Inc. (CRD 282353): Form ADV filing data as of October 2026.