{
  "crd_number": 282353,
  "slug": "k-j-harrison-and-partners-usa-inc-toronto-on-282353",
  "primary_business_name": "K.J. HARRISON & PARTNERS (USA) INC.",
  "legal_name": "K.J. HARRISON & PARTNERS (USA) INC.",
  "dbas": [],
  "city": "Toronto, On",
  "state": null,
  "country": "Canada",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-04-04",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-07-01",
  "carried_forward": false,
  "raum_total": 21748500.0,
  "raum_discretionary": 21748500.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 10,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 7938600.0,
      "count": 1,
      "description": "TRUST",
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 2713900.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 4683500.0,
      "count": 1,
      "fewer_than_5": true
    },
    "corporations_other_businesses": {
      "raum": 6412500.0,
      "count": 2,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/282353",
  "city_as_filed": "TORONTO, ON",
  "url": "https://advisorcensus.com/firm/k-j-harrison-and-partners-usa-inc-toronto-on-282353",
  "display_name": "K.J. Harrison & Partners (USA) Inc.",
  "summary": "K.J. Harrison & Partners (USA) Inc. is an SEC-registered investment advisory firm in Toronto, On, Canada, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 1, 2026.",
  "citation": "AdvisorCensus. K.J. Harrison & Partners (USA) Inc. (CRD 282353): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is K.J. Harrison & Partners (USA) Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), K.J. Harrison & Partners (USA) Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does K.J. Harrison & Partners (USA) Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated July 1, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is K.J. Harrison & Partners (USA) Inc. located?",
      "a": "K.J. Harrison & Partners (USA) Inc.'s principal office is in Toronto, On, Canada, according to its Form ADV."
    },
    {
      "q": "Is K.J. Harrison & Partners (USA) Inc. registered with the SEC or a state?",
      "a": "K.J. Harrison & Partners (USA) Inc. is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 282353."
    },
    {
      "q": "How much does K.J. Harrison & Partners (USA) Inc. manage?",
      "a": "K.J. Harrison & Partners (USA) Inc. reports $21,748,500 in regulatory assets under management in its Form ADV filing dated July 1, 2026 (100% discretionary)."
    },
    {
      "q": "How have K.J. Harrison & Partners (USA) Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for K.J. Harrison & Partners (USA) Inc.: Regulatory assets under management: $12,638,000 in the October 2021 data and $21,748,500 in the October 2026 data, up 72%. Total employees: 8 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does K.J. Harrison & Partners (USA) Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (2); high net worth individuals (1); pension and profit sharing plans (but not the plan participants or government pension plans) (1)."
    },
    {
      "q": "Which custodians does K.J. Harrison & Partners (USA) Inc. use?",
      "a": "K.J. Harrison & Partners (USA) Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Morgan Stanley as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does K.J. Harrison & Partners (USA) Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282353"
    },
    {
      "q": "Does K.J. Harrison & Partners (USA) Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 1, 2026 says: \"In general, we require a minimum of $1,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.\""
    },
    {
      "q": "What changed in K.J. Harrison & Partners (USA) Inc.'s recent Form ADV filings?",
      "a": "In the August 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 12638000.0,
      "total_employees": 8,
      "filing_date": "2021-02-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 14716500.0,
      "total_employees": 8,
      "filing_date": "2022-03-04"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 14229000.0,
      "total_employees": 8,
      "filing_date": "2023-03-03"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 16112000.0,
      "total_employees": 9,
      "filing_date": "2024-02-14"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 20700900.0,
      "total_employees": 9,
      "filing_date": "2025-01-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 21748500.0,
      "total_employees": 10,
      "filing_date": "2026-07-01"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 1, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "2% of assets a year",
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 2% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The fee for Wealth Management Services is based on a percentage of your portfolio assets that we manage, which may range up to 2.00%."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "In general, we require a minimum of $1,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 2.0,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The fee for Wealth Management Services is based on a percentage of your portfolio assets that we manage, which may range up to 2.00%.",
      "In general, we require a minimum of $1,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Morgan Stanley",
      "name_as_filed": "MORGAN STANLEY",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/k-j-harrison-and-partners-usa-inc-toronto-on-282353.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 1,
      "fewer_than_5": true,
      "raum": 4683500.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 2713900.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 2,
      "fewer_than_5": true,
      "raum": 6412500.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 1,
      "fewer_than_5": true,
      "raum": 7938600.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/282353",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}