# JWK Financial

> JWK Financial is a state-registered investment advisory firm, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.

- CRD: 318355
- Filed as: JWK FINANCIAL
- Legal name: JWK Financial LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New York
- Filing period: October 2026
- Form ADV filing dated: February 4, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/318355
- AdvisorCensus page: https://advisorcensus.com/firm/jwk-financial-318355

## Quick answers

**How is JWK Financial compensated?**
On its Form ADV (Item 5.E, October 2026), JWK Financial reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is JWK Financial registered with the SEC or a state?**
JWK Financial is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 318355.

**How much does JWK Financial manage?**
JWK Financial reports $12,233,428 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (100% discretionary).

**What types of clients does JWK Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (13); high net worth individuals (4).

**Does JWK Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/318355

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $12,233,428
- Discretionary: $12,233,428
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13 | $6,658,307 |
| High net worth individuals | 4 | $5,575,121 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- jwkfinancial.com
- Instagram @jwkfinancial

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. JWK Financial (CRD 318355): Form ADV filing data as of October 2026.