# JW Asset Management, LLC

> JW Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 160805
- Filed as: JW ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/160805
- AdvisorCensus page: https://advisorcensus.com/firm/jw-asset-management-llc-160805

## Quick answers

**How is JW Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), JW Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does JW Asset Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 20, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is JW Asset Management, LLC registered with the SEC or a state?**
JW Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 160805.

**How much does JW Asset Management, LLC manage?**
JW Asset Management, LLC reports $476,937,067 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**How have JW Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for JW Asset Management, LLC: Regulatory assets under management: $1,640,280,459 in the October 2021 data and $476,937,067 in the October 2026 data, down 71%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does JW Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).

**Does JW Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160805

**What changed in JW Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $394,149,379 to $476,937,067 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> JW Asset does not have a standardized fee schedule. JW Asset generally receives a management fee of up to 2% per annum of assets under management (a) based on beginning of period or end of period assets or capital commitments (as applicable), (b) generally charged quarterly, and (c) payable either in advance or in arrears.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $476,937,067
- Discretionary: $476,937,067
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $476,937,067 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2013 (13 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- jwfunds.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,640,280,459 | 6 | March 31, 2021 |
| October 2022 | $1,167,422,343 | 9 | March 30, 2022 |
| October 2023 | $568,436,375 | 8 | March 28, 2023 |
| October 2024 | $450,209,851 | 7 | March 22, 2024 |
| October 2025 | $394,149,379 | 7 | March 24, 2025 |
| October 2026 | $476,937,067 | 6 | March 20, 2026 |

Regulatory assets under management: $1,640,280,459 in the October 2021 data and $476,937,067 in the October 2026 data, down 71%.
Total employees: 6 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $394,149,379 to $476,937,067 (+21%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. JW Asset Management, LLC (CRD 160805): Form ADV filing data as of October 2026.