{ "crd_number": 316742, "slug": "jv-global-capital-inc-houston-tx-316742", "primary_business_name": "JV GLOBAL CAPITAL, INC.", "legal_name": "JV GLOBAL CAPITAL, INC.", "dbas": [], "city": "Houston", "state": "TX", "country": "United States", "cbsa_code": "26420", "metro": { "cbsa_code": "26420", "common_name": "Houston", "msa_name": "Houston-Pasadena-The Woodlands, TX", "path": "/advisors/tx/houston" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2022-03-02", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-09-15", "carried_forward": false, "raum_total": 23112791.0, "raum_discretionary": 92550.0, "raum_non_discretionary": 23020241.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 310838.0, "count": 13 }, "pension_profit_sharing": { "raum": 8549089.0, "count": 1 }, "high_net_worth_individuals": { "raum": 11702197.0, "count": 2, "fewer_than_5": true }, "corporations_other_businesses": { "raum": 2550667.0, "count": 4, "fewer_than_5": true } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "pension_consulting", "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "TX" ], "websites": [ "https://jv-globalcapital.com", "https://jvgcap.com", "https://jvgcapitaladvisors.com", "https://jvglobalcap.com", "https://jvglobalcapital.com", "https://linkedin.com/company/jv-global-capital-inc", "https://twitter.com/JVGlobalCapital" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316742", "city_as_filed": "HOUSTON", "url": "https://advisorcensus.com/firm/jv-global-capital-inc-houston-tx-316742", "display_name": "JV Global Capital, Inc.", "summary": "JV Global Capital, Inc. is a state-registered investment advisory firm in Houston, TX, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 15, 2026.", "citation": "AdvisorCensus. JV Global Capital, Inc. (CRD 316742): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Publication of periodicals or newsletters", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is JV Global Capital, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), JV Global Capital, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is JV Global Capital, Inc. located?", "a": "JV Global Capital, Inc.'s principal office is in Houston, TX, according to its Form ADV." }, { "q": "Is JV Global Capital, Inc. registered with the SEC or a state?", "a": "JV Global Capital, Inc. is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 316742." }, { "q": "How much does JV Global Capital, Inc. manage?", "a": "JV Global Capital, Inc. reports $23,112,791 in regulatory assets under management in its Form ADV filing dated September 15, 2026 (0% discretionary)." }, { "q": "What types of clients does JV Global Capital, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (13); corporations or other businesses not listed above (4); high net worth individuals (2)." }, { "q": "Does JV Global Capital, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/316742" }, { "q": "What changed in JV Global Capital, Inc.'s recent Form ADV filings?", "a": "In the October 2026 filing data: Employees performing advisory functions went from 2 to 1." } ], "filing_history": [], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Employees performing advisory functions went from 2 to 1." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/jv-global-capital-inc-houston-tx-316742.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 13, "fewer_than_5": false, "raum": 310838.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 2, "fewer_than_5": true, "raum": 11702197.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 1, "fewer_than_5": false, "raum": 8549089.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 4, "fewer_than_5": true, "raum": 2550667.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316742", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }