# JPS Financial, LLC

> JPS Financial, LLC is an SEC-registered investment advisory firm in Westlake, OH, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.

- CRD: 169208
- Filed as: JPS FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Westlake, OH
- Filing period: October 2026
- Form ADV filing dated: March 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169208
- AdvisorCensus page: https://advisorcensus.com/firm/jps-financial-llc-westlake-oh-169208

## Quick answers

**How is JPS Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), JPS Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is JPS Financial, LLC located?**
JPS Financial, LLC's principal office is in Westlake, OH, according to its Form ADV.

**Is JPS Financial, LLC registered with the SEC or a state?**
JPS Financial, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 169208.

**How much does JPS Financial, LLC manage?**
JPS Financial, LLC reports $377,049,752 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (95% discretionary).

**How have JPS Financial, LLC's assets and staff changed since 2021?**
In the Form ADV data for JPS Financial, LLC: Regulatory assets under management: $217,933,786 in the October 2021 data and $377,049,752 in the October 2026 data, up 73%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does JPS Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (158); high net worth individuals (116); corporations or other businesses not listed above (4).

**Which custodians does JPS Financial, LLC use?**
JPS Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does JPS Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169208

**Does JPS Financial, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 5, 2026 says: "In general, we require a minimum of $250,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."

**What changed in JPS Financial, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $302,085,800 to $377,049,752 (+25%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 5, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> In general, we require a minimum of $250,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $377,049,752
- Discretionary: $358,612,200
- Non-discretionary: $18,437,552

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 158 | $54,429,167 |
| High net worth individuals | 116 | $319,408,454 |
| Charitable organizations | 1 | $452,011 |
| Corporations or other businesses not listed above | 4 | $2,760,120 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 2014 (12 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- jpsfinancial.com
- LinkedIn @greg-pinter-cfa-cfp-3ab2a8a

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $217,933,786 | 4 | February 25, 2021 |
| October 2022 | $236,794,453 | 5 | May 23, 2022 |
| October 2023 | $232,639,632 | 4 | March 16, 2023 |
| October 2024 | $285,861,812 | 4 | July 16, 2024 |
| October 2025 | $302,085,800 | 4 | February 20, 2025 |
| October 2026 | $377,049,752 | 4 | March 5, 2026 |

Regulatory assets under management: $217,933,786 in the October 2021 data and $377,049,752 in the October 2026 data, up 73%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $302,085,800 to $377,049,752 (+25%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. JPS Financial, LLC (CRD 169208): Form ADV filing data as of October 2026.