{
  "crd_number": 135960,
  "slug": "jpmorgan-asset-management-uk-limited-london-135960",
  "primary_business_name": "JPMORGAN ASSET MANAGEMENT (UK) LIMITED",
  "legal_name": "JPMORGAN ASSET MANAGEMENT (UK) LIMITED",
  "dbas": [],
  "city": "London",
  "state": null,
  "country": "United Kingdom",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2005-09-29",
  "years_registered": 21,
  "period": "2026-10-01",
  "filing_date": "2026-04-14",
  "carried_forward": false,
  "raum_total": 484095737783.0,
  "raum_discretionary": 482826804975.0,
  "raum_non_discretionary": 1268932808.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 1403,
  "advisory_employees": 319,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 127881788.0,
      "count": 2
    },
    "state_municipal": {
      "raum": 18549563375.0,
      "count": 23
    },
    "insurance_companies": {
      "raum": 43586462488.0,
      "count": 46
    },
    "pension_profit_sharing": {
      "raum": 43328828337.0,
      "count": 57
    },
    "other_investment_advisers": {
      "raum": 87482789.0,
      "count": 2
    },
    "high_net_worth_individuals": {
      "raum": 1646355607.0,
      "count": 2
    },
    "pooled_investment_vehicles": {
      "raum": 328494857741.0,
      "count": 364
    },
    "corporations_other_businesses": {
      "raum": 5255768627.0,
      "count": 19
    },
    "sovereign_wealth_foreign_official": {
      "raum": 43018537031.0,
      "count": 27
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 8,
  "states_registered": [],
  "websites": [
    "https://am.jpmorgan.com/us/en/asset-management",
    "https://instagram.com/jpmorganassetmanagement",
    "https://linkedin.com/company/jpmorganassetmanagement",
    "https://twitter.com/JPMorganAM",
    "https://youtube.com/@jpmamEMEA",
    "https://youtube.com/@jpmorganassetmanagement"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/135960",
  "disclosure_items": [
    {
      "item": "11.A(1)",
      "question": "In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?"
    },
    {
      "item": "11.A(2)",
      "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?"
    },
    {
      "item": "11.C(1)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "LONDON",
  "url": "https://advisorcensus.com/firm/jpmorgan-asset-management-uk-limited-london-135960",
  "display_name": "JPMorgan Asset Management (UK) Limited",
  "summary": "JPMorgan Asset Management (UK) Limited is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2005, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated April 14, 2026.",
  "citation": "AdvisorCensus. JPMorgan Asset Management (UK) Limited (CRD 135960): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is JPMorgan Asset Management (UK) Limited compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), JPMorgan Asset Management (UK) Limited reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is JPMorgan Asset Management (UK) Limited located?",
      "a": "JPMorgan Asset Management (UK) Limited's principal office is in London, United Kingdom, according to its Form ADV; the May 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is JPMorgan Asset Management (UK) Limited registered with the SEC or a state?",
      "a": "JPMorgan Asset Management (UK) Limited is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 135960."
    },
    {
      "q": "How much does JPMorgan Asset Management (UK) Limited manage?",
      "a": "JPMorgan Asset Management (UK) Limited reports $484,095,737,783 in regulatory assets under management in its Form ADV filing dated April 14, 2026 (100% discretionary)."
    },
    {
      "q": "How have JPMorgan Asset Management (UK) Limited's assets and staff changed since 2021?",
      "a": "In the Form ADV data for JPMorgan Asset Management (UK) Limited: Regulatory assets under management: $345,155,372,985 in the October 2021 data and $484,095,737,783 in the October 2026 data, up 40%. Total employees: 1,287 in October 2021 and 1,403 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does JPMorgan Asset Management (UK) Limited serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (364); pension and profit sharing plans (but not the plan participants or government pension plans) (57); insurance companies (46)."
    },
    {
      "q": "Which custodians does JPMorgan Asset Management (UK) Limited use?",
      "a": "JPMorgan Asset Management (UK) Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JPMorgan Chase Bank, National Association (affiliated with the firm), State Street Corporation and The Northern Trust Company as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does JPMorgan Asset Management (UK) Limited report any disciplinary disclosures?",
      "a": "Reports 8 disclosure items on Form ADV Item 11: yes answers to 2 questions about criminal matters and 6 questions about regulatory matters (11.A(1), 11.A(2), 11.C(1), 11.C(2), 11.C(4), 11.C(5), 11.D(2), 11.D(4)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/135960"
    },
    {
      "q": "What changed in JPMorgan Asset Management (UK) Limited's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 345155372985.0,
      "total_employees": 1287,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 417678472310.0,
      "total_employees": 1460,
      "filing_date": "2022-07-05"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 339926215058.0,
      "total_employees": 1410,
      "filing_date": "2023-05-09"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 365724719153.0,
      "total_employees": 1431,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 385994263289.0,
      "total_employees": 1427,
      "filing_date": "2025-07-23"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 484095737783.0,
      "total_employees": 1403,
      "filing_date": "2026-04-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 301 to 319.",
        "Regulatory assets under management went from $385,994,263,289 to $484,095,737,783 (+25%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "JPMorgan Chase Bank, National Association",
      "name_as_filed": "JPMORGAN CHASE BANK, NATIONAL ASSOCIATION",
      "affiliated": true
    },
    {
      "name": "State Street Corporation",
      "name_as_filed": "STATE STREET CORPORATION",
      "affiliated": false
    },
    {
      "name": "The Northern Trust Company",
      "name_as_filed": "THE NORTHERN TRUST COMPANY",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/jpmorgan-asset-management-uk-limited-london-135960.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 2,
      "fewer_than_5": false,
      "raum": 1646355607.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 364,
      "fewer_than_5": false,
      "raum": 328494857741.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 57,
      "fewer_than_5": false,
      "raum": 43328828337.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": false,
      "raum": 127881788.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 23,
      "fewer_than_5": false,
      "raum": 18549563375.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 2,
      "fewer_than_5": false,
      "raum": 87482789.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 46,
      "fewer_than_5": false,
      "raum": 43586462488.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 27,
      "fewer_than_5": false,
      "raum": 43018537031.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 19,
      "fewer_than_5": false,
      "raum": 5255768627.0
    }
  ],
  "disclosure_line": "Reports 8 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/135960",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}