{
  "crd_number": 20989,
  "slug": "jpmorgan-alternative-asset-management-new-york-ny-20989",
  "primary_business_name": "JPMORGAN ALTERNATIVE ASSET MANAGEMENT",
  "legal_name": "J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.",
  "dbas": [
    "J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. HEDGE FUND SOLUTIONS"
  ],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1991-02-22",
  "years_registered": 35,
  "period": "2026-10-01",
  "filing_date": "2026-07-16",
  "carried_forward": false,
  "raum_total": 29731327961.0,
  "raum_discretionary": 18235504961.0,
  "raum_non_discretionary": 11495823000.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 86,
  "advisory_employees": 26,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 4390878714.0,
      "count": 199,
      "description": "FOREIGN GOVERNMENT & SINGLE INVESTOR INVESTMENT VEHICLES"
    },
    "charitable": {
      "raum": 579923149.0,
      "count": 23
    },
    "individuals": {
      "raum": 0.0,
      "count": 0
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 96401642.0,
      "count": 1,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 637854878.0,
      "count": 2,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 1538597337.0,
      "count": 12
    },
    "other_investment_advisers": {
      "raum": 9729125015.0,
      "count": 4,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 782610929.0,
      "count": 51
    },
    "pooled_investment_vehicles": {
      "raum": 10007057094.0,
      "count": 30
    },
    "corporations_other_businesses": {
      "raum": 72017602.0,
      "count": 4,
      "fewer_than_5": true
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 1896861601.0,
      "count": 3,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 8,
  "states_registered": [],
  "websites": [
    "https://am.jpmorgan.com/US/EN/ASSET-MANAGEMENT/GIM/ADV/HOME",
    "https://am.jpmorgan.com/US/INSTITUTIONAL/HOME"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/20989",
  "disclosure_items": [
    {
      "item": "11.A(1)",
      "question": "In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?"
    },
    {
      "item": "11.A(2)",
      "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?"
    },
    {
      "item": "11.C(1)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/jpmorgan-alternative-asset-management-new-york-ny-20989",
  "display_name": "JPMorgan Alternative Asset Management",
  "summary": "JPMorgan Alternative Asset Management is an SEC-registered investment advisory firm in New York, NY, registered since 1991, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 16, 2026.",
  "citation": "AdvisorCensus. JPMorgan Alternative Asset Management (CRD 20989): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is JPMorgan Alternative Asset Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), JPMorgan Alternative Asset Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is JPMorgan Alternative Asset Management located?",
      "a": "JPMorgan Alternative Asset Management's principal office is in New York, NY, according to its Form ADV; the August 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is JPMorgan Alternative Asset Management registered with the SEC or a state?",
      "a": "JPMorgan Alternative Asset Management is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 20989."
    },
    {
      "q": "How much does JPMorgan Alternative Asset Management manage?",
      "a": "JPMorgan Alternative Asset Management reports $29,731,327,961 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (61% discretionary)."
    },
    {
      "q": "How have JPMorgan Alternative Asset Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for JPMorgan Alternative Asset Management: Regulatory assets under management: $13,696,583,283 in the October 2021 data and $29,731,327,961 in the October 2026 data, up 117%. Total employees: 53 in October 2021 and 86 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does JPMorgan Alternative Asset Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: other (199); high net worth individuals (51); pooled investment vehicles (other than investment companies and business development companies) (30)."
    },
    {
      "q": "Which custodians does JPMorgan Alternative Asset Management use?",
      "a": "JPMorgan Alternative Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan (Suisse) SA (affiliated with the firm), J.P. Morgan SE (affiliated with the firm), JPM Chase Bank NA (affiliated with the firm) and Northern Trust as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does JPMorgan Alternative Asset Management report any disciplinary disclosures?",
      "a": "Reports 8 disclosure items on Form ADV Item 11: yes answers to 2 questions about criminal matters and 6 questions about regulatory matters (11.A(1), 11.A(2), 11.C(1), 11.C(2), 11.C(4), 11.C(5), 11.D(2), 11.D(4)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/20989"
    },
    {
      "q": "What changed in JPMorgan Alternative Asset Management's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $21,797,801,078 to $29,731,327,961 (+36%). Employees performing advisory functions went from 25 to 26. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 13696583283.0,
      "total_employees": 53,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 17252463772.0,
      "total_employees": 51,
      "filing_date": "2022-06-10"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 18114800319.0,
      "total_employees": 56,
      "filing_date": "2023-07-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 18801287206.0,
      "total_employees": 59,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 21797801078.0,
      "total_employees": 64,
      "filing_date": "2025-07-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 29731327961.0,
      "total_employees": 86,
      "filing_date": "2026-07-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $21,797,801,078 to $29,731,327,961 (+36%).",
        "Employees performing advisory functions went from 25 to 26.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "J.P. Morgan (Suisse) SA",
      "name_as_filed": "J.P. MORGAN (SUISSE) SA",
      "affiliated": true
    },
    {
      "name": "J.P. Morgan SE",
      "name_as_filed": "J.P. MORGAN SE",
      "affiliated": true
    },
    {
      "name": "JPM Chase Bank NA",
      "name_as_filed": "JPM CHASE BANK NA",
      "affiliated": true
    },
    {
      "name": "Northern Trust",
      "name_as_filed": "NORTHERN TRUST",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/jpmorgan-alternative-asset-management-new-york-ny-20989.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 51,
      "fewer_than_5": false,
      "raum": 782610929.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 30,
      "fewer_than_5": false,
      "raum": 10007057094.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 12,
      "fewer_than_5": false,
      "raum": 1538597337.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 23,
      "fewer_than_5": false,
      "raum": 579923149.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 96401642.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 4,
      "fewer_than_5": true,
      "raum": 9729125015.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 2,
      "fewer_than_5": true,
      "raum": 637854878.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 3,
      "fewer_than_5": true,
      "raum": 1896861601.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 4,
      "fewer_than_5": true,
      "raum": 72017602.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 199,
      "fewer_than_5": false,
      "raum": 4390878714.0
    }
  ],
  "disclosure_line": "Reports 8 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/20989",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}