# Journey Retirement Planning and Investment Management, LLC

> Journey Retirement Planning and Investment Management, LLC is an SEC-registered investment advisory firm in Ammon, ID, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 5, 2026.

- CRD: 315237
- Filed as: JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Ammon, ID
- Filing period: October 2026
- Form ADV filing dated: June 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/315237
- AdvisorCensus page: https://advisorcensus.com/firm/journey-retirement-planning-and-investment-management-llc-ammon-id-315237

## Quick answers

**How is Journey Retirement Planning and Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Journey Retirement Planning and Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Journey Retirement Planning and Investment Management, LLC charge?**
Its Form ADV Part 2A brochure dated February 12, 2026 states: Asset-based fee: 0.1% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Journey Retirement Planning and Investment Management, LLC located?**
Journey Retirement Planning and Investment Management, LLC's principal office is in Ammon, ID, according to its Form ADV.

**Is Journey Retirement Planning and Investment Management, LLC registered with the SEC or a state?**
Journey Retirement Planning and Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 315237.

**How much does Journey Retirement Planning and Investment Management, LLC manage?**
Journey Retirement Planning and Investment Management, LLC reports $187,318,571 in regulatory assets under management in its Form ADV filing dated June 5, 2026 (100% discretionary).

**How have Journey Retirement Planning and Investment Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Journey Retirement Planning and Investment Management, LLC: Regulatory assets under management: $0 in the October 2021 data and $187,318,571 in the October 2026 data. Total employees: 4 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Journey Retirement Planning and Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (603); high net worth individuals (34).

**Which custodians does Journey Retirement Planning and Investment Management, LLC use?**
Journey Retirement Planning and Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Journey Retirement Planning and Investment Management, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.A(1) (felony conviction or plea in the past ten years) and 11.A(2) (felony charge in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315237

**What changed in Journey Retirement Planning and Investment Management, LLC's recent Form ADV filings?**
In the July 2026 filing data: Registered or notice-filed in AZ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 12, 2026)

- Asset-based fee: 0.1% to 2% a year (a range, as the brochure states it)

> Our annual fee for portfolio management services varies between .10% to 2.0% depending upon the market value of your assets under our management, the type and complexity of the asset management services provided, as well as the level of administration requested either directly or assumed by the client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $187,318,571
- Discretionary: $187,318,571
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 603 | $124,341,541 |
| High net worth individuals | 34 | $62,977,030 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 8 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, ID, MT, NE, TX, UT, WA, WY
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(1): In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315237

### Websites listed on Form ADV (Item 1.I)
- [journeyretirement.com](https://journeyretirement.com)
- Facebook @category

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $0 | 4 | July 14, 2021 |
| October 2022 | $109,611,613 | 4 | July 11, 2022 |
| October 2023 | $108,927,905 | 7 | April 19, 2023 |
| October 2024 | $127,320,527 | 7 | April 18, 2024 |
| October 2025 | $161,098,639 | 7 | March 6, 2025 |
| October 2026 | $187,318,571 | 8 | June 5, 2026 |

Regulatory assets under management: $0 in the October 2021 data and $187,318,571 in the October 2026 data.
Total employees: 4 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Registered or notice-filed in AZ.

### March 2026
- Employees performing advisory functions went from 3 to 5.
- Regulatory assets under management went from $161,098,639 to $187,318,571 (+16%).
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Registered or notice-filed in CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Journey Retirement Planning and Investment Management, LLC (CRD 315237): Form ADV filing data as of October 2026.