{ "crd_number": 335931, "slug": "journey-equity-wealth-management-llc-downey-ca-335931", "primary_business_name": "JOURNEY EQUITY WEALTH MANAGEMENT LLC", "legal_name": "JOURNEY EQUITY WEALTH MANAGEMENT LLC", "dbas": [], "city": "Downey", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2025-10-31", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 10467125.0, "raum_discretionary": 10467125.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 2, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 7191647.0, "count": 96 }, "high_net_worth_individuals": { "raum": 3275478.0, "count": 10 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://facebook.com/people/Journey-Equity-Wealth-Management/61587342845923", "https://instagram.com/journey.equity", "https://journeyequitywealth.com", "https://myjourneyequity.com", "https://youtube.com/@theclimb2026/videos" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335931", "city_as_filed": "DOWNEY", "url": "https://advisorcensus.com/firm/journey-equity-wealth-management-llc-downey-ca-335931", "display_name": "Journey Equity Wealth Management LLC", "summary": "Journey Equity Wealth Management LLC is a state-registered investment advisory firm in Downey, CA, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Journey Equity Wealth Management LLC (CRD 335931): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services" ], "quick_answers": [ { "q": "How is Journey Equity Wealth Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Journey Equity Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Journey Equity Wealth Management LLC located?", "a": "Journey Equity Wealth Management LLC's principal office is in Downey, CA, according to its Form ADV." }, { "q": "Is Journey Equity Wealth Management LLC registered with the SEC or a state?", "a": "Journey Equity Wealth Management LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 335931." }, { "q": "How much does Journey Equity Wealth Management LLC manage?", "a": "Journey Equity Wealth Management LLC reports $10,467,125 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)." }, { "q": "How have Journey Equity Wealth Management LLC's assets and staff changed since 2025?", "a": "In the Form ADV data for Journey Equity Wealth Management LLC: Regulatory assets under management: $0 in the October 2025 data and $10,467,125 in the October 2026 data. Total employees: 1 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Journey Equity Wealth Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (96); high net worth individuals (10)." }, { "q": "Does Journey Equity Wealth Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/335931" } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 1, "filing_date": "2025-05-19" }, { "period": "2026-10-01", "regulatory_assets_under_management": 10467125.0, "total_employees": 2, "filing_date": "2026-03-27" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/journey-equity-wealth-management-llc-downey-ca-335931.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 96, "fewer_than_5": false, "raum": 7191647.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 10, "fewer_than_5": false, "raum": 3275478.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335931", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }