# Joshi Capital Management, LLC

> Joshi Capital Management, LLC is a state-registered investment advisory firm, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 15, 2026.

- CRD: 305116
- Filed as: JOSHI CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: January 15, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/305116
- AdvisorCensus page: https://advisorcensus.com/firm/joshi-capital-management-llc-305116

## Quick answers

**How is Joshi Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Joshi Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Joshi Capital Management, LLC registered with the SEC or a state?**
Joshi Capital Management, LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 305116.

**How much does Joshi Capital Management, LLC manage?**
Joshi Capital Management, LLC reports $14,500,000 in regulatory assets under management in its Form ADV filing dated January 15, 2026 (100% discretionary).

**What types of clients does Joshi Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (46); high net worth individuals (13).

**Does Joshi Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/305116

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $14,500,000
- Discretionary: $14,500,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 46 | $10,750,000 |
| High net worth individuals | 13 | $3,750,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2019 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, GA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- joshicm.com
- LinkedIn @kishorejoshi
- X @kishjosh

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Joshi Capital Management, LLC (CRD 305116): Form ADV filing data as of October 2026.