# Joseph Grace Holdings, Inc.

> Joseph Grace Holdings, Inc. is a state-registered investment advisory firm in New York, NY, registered since 2003, with no regulatory assets under management reported in its Form ADV filing dated March 11, 2026.

- CRD: 103580
- Filed as: JOSEPH GRACE HOLDINGS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/103580
- AdvisorCensus page: https://advisorcensus.com/firm/joseph-grace-holdings-inc-new-york-ny-103580

## Quick answers

**How is Joseph Grace Holdings, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Joseph Grace Holdings, Inc. reports these compensation arrangements: commissions; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Joseph Grace Holdings, Inc. located?**
Joseph Grace Holdings, Inc.'s principal office is in New York, NY, according to its Form ADV.

**Is Joseph Grace Holdings, Inc. registered with the SEC or a state?**
Joseph Grace Holdings, Inc. is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 103580.

**Does Joseph Grace Holdings, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/103580

## From the Form ADV filing

### Compensation (Item 5.E)
- Commissions
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2003 (23 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, NY, PA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/103580

### Websites listed on Form ADV (Item 1.I)
- josephgrace.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Joseph Grace Holdings, Inc. (CRD 103580): Form ADV filing data as of October 2026.