{
  "crd_number": 103580,
  "slug": "joseph-grace-holdings-inc-new-york-ny-103580",
  "primary_business_name": "JOSEPH GRACE HOLDINGS, INC.",
  "legal_name": "JOSEPH GRACE HOLDINGS, INC.",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2003-08-14",
  "years_registered": 23,
  "period": "2026-10-01",
  "filing_date": "2026-03-11",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 5,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "commissions",
    "other"
  ],
  "advisory_activities": [
    "other"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "NJ",
    "NY",
    "PA"
  ],
  "websites": [
    "https://josephgrace.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/103580",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/joseph-grace-holdings-inc-new-york-ny-103580",
  "display_name": "Joseph Grace Holdings, Inc.",
  "summary": "Joseph Grace Holdings, Inc. is a state-registered investment advisory firm in New York, NY, registered since 2003, with no regulatory assets under management reported in its Form ADV filing dated March 11, 2026.",
  "citation": "AdvisorCensus. Joseph Grace Holdings, Inc. (CRD 103580): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "Commissions",
    "Other"
  ],
  "advisory_activity_labels": [
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Joseph Grace Holdings, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Joseph Grace Holdings, Inc. reports these compensation arrangements: commissions; other."
    },
    {
      "q": "Where is Joseph Grace Holdings, Inc. located?",
      "a": "Joseph Grace Holdings, Inc.'s principal office is in New York, NY, according to its Form ADV."
    },
    {
      "q": "Is Joseph Grace Holdings, Inc. registered with the SEC or a state?",
      "a": "Joseph Grace Holdings, Inc. is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 103580."
    },
    {
      "q": "Does Joseph Grace Holdings, Inc. report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/103580"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/joseph-grace-holdings-inc-new-york-ny-103580.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/103580",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}