# Jones Gregg Financial, LLC

> Jones Gregg Financial, LLC is a state-registered investment advisory firm in Charlotte, NC, registered since 2007, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 145143
- Filed as: JONES GREGG FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Charlotte, NC
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/145143
- AdvisorCensus page: https://advisorcensus.com/firm/jones-gregg-financial-llc-charlotte-nc-145143

## Quick answers

**How is Jones Gregg Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Jones Gregg Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Jones Gregg Financial, LLC located?**
Jones Gregg Financial, LLC's principal office is in Charlotte, NC, according to its Form ADV.

**Is Jones Gregg Financial, LLC registered with the SEC or a state?**
Jones Gregg Financial, LLC is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 145143.

**How much does Jones Gregg Financial, LLC manage?**
Jones Gregg Financial, LLC reports $85,568,719 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (0% discretionary).

**What types of clients does Jones Gregg Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (70); individuals (other than high net worth individuals) (49).

**Does Jones Gregg Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/145143

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $85,568,719
- Discretionary: $0
- Non-discretionary: $85,568,719

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 49 | $4,947,369 |
| High net worth individuals | 70 | $80,621,350 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2007 (19 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- jonesgregg.com
- LinkedIn @JONES-GREGG-FINANCIAL

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Jones Gregg Financial, LLC (CRD 145143): Form ADV filing data as of October 2026.