{ "crd_number": 123105, "slug": "johnson-wealth-management-llc-grand-forks-nd-123105", "primary_business_name": "JOHNSON WEALTH MANAGEMENT, LLC", "legal_name": "JOHNSON WEALTH MANAGEMENT, LLC", "dbas": [], "city": "Grand Forks", "state": "ND", "country": "United States", "cbsa_code": "24220", "metro": { "cbsa_code": "24220", "common_name": "Grand Forks", "msa_name": "Grand Forks, ND-MN", "path": "/advisors/nd/grand-forks" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-04-05", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-07-29", "carried_forward": false, "raum_total": 323371310.0, "raum_discretionary": 323371310.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 15081897.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 25325888.0, "count": 70 }, "pension_profit_sharing": { "raum": 10199241.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 272762245.0, "count": 99 }, "corporations_other_businesses": { "raum": 2039.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "MN", "ND" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123105", "city_as_filed": "GRAND FORKS", "url": "https://advisorcensus.com/firm/johnson-wealth-management-llc-grand-forks-nd-123105", "display_name": "Johnson Wealth Management, LLC", "summary": "Johnson Wealth Management, LLC is an SEC-registered investment advisory firm in Grand Forks, ND, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 29, 2026.", "citation": "AdvisorCensus. Johnson Wealth Management, LLC (CRD 123105): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Johnson Wealth Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Johnson Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Johnson Wealth Management, LLC located?", "a": "Johnson Wealth Management, LLC's principal office is in Grand Forks, ND, according to its Form ADV." }, { "q": "Is Johnson Wealth Management, LLC registered with the SEC or a state?", "a": "Johnson Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 123105." }, { "q": "How much does Johnson Wealth Management, LLC manage?", "a": "Johnson Wealth Management, LLC reports $323,371,310 in regulatory assets under management in its Form ADV filing dated July 29, 2026 (100% discretionary)." }, { "q": "How have Johnson Wealth Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Johnson Wealth Management, LLC: Regulatory assets under management: $165,641,268 in the October 2021 data and $323,371,310 in the October 2026 data, up 95%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Johnson Wealth Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (99); individuals (other than high net worth individuals) (70)." }, { "q": "Which custodians does Johnson Wealth Management, LLC use?", "a": "Johnson Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Johnson Wealth Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123105" }, { "q": "What changed in Johnson Wealth Management, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $256,889,061 to $323,371,310 (+26%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 165641268.0, "total_employees": 1, "filing_date": "2021-06-23" }, { "period": "2022-10-01", "regulatory_assets_under_management": 187163074.0, "total_employees": 1, "filing_date": "2022-03-04" }, { "period": "2023-10-01", "regulatory_assets_under_management": 169427001.0, "total_employees": 1, "filing_date": "2023-09-05" }, { "period": "2024-10-01", "regulatory_assets_under_management": 196859975.0, "total_employees": 2, "filing_date": "2024-03-21" }, { "period": "2025-10-01", "regulatory_assets_under_management": 256889061.0, "total_employees": 2, "filing_date": "2025-02-12" }, { "period": "2026-10-01", "regulatory_assets_under_management": 323371310.0, "total_employees": 2, "filing_date": "2026-07-29" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $256,889,061 to $323,371,310 (+26%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/johnson-wealth-management-llc-grand-forks-nd-123105.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 70, "fewer_than_5": false, "raum": 25325888.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 99, "fewer_than_5": false, "raum": 272762245.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 10199241.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 15081897.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 2039.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123105", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }