# Johnson Dunn Capital Advisors, Inc.

> Johnson Dunn Capital Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 16, 2026.

- CRD: 320849
- Filed as: JOHNSON DUNN CAPITAL ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: July 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/320849
- AdvisorCensus page: https://advisorcensus.com/firm/johnson-dunn-capital-advisors-inc-320849

## Quick answers

**How is Johnson Dunn Capital Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Johnson Dunn Capital Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Is Johnson Dunn Capital Advisors, Inc. registered with the SEC or a state?**
Johnson Dunn Capital Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 320849.

**How much does Johnson Dunn Capital Advisors, Inc. manage?**
Johnson Dunn Capital Advisors, Inc. reports $156,116,000 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (83% discretionary).

**How have Johnson Dunn Capital Advisors, Inc.'s assets and staff changed since 2022?**
In the Form ADV data for Johnson Dunn Capital Advisors, Inc.: Regulatory assets under management: $0 in the October 2022 data and $156,116,000 in the October 2026 data. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Johnson Dunn Capital Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (39); high net worth individuals (33).

**Which custodians does Johnson Dunn Capital Advisors, Inc. use?**
Johnson Dunn Capital Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Johnson Dunn Capital Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/320849

**Does Johnson Dunn Capital Advisors, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated July 16, 2026 says: "The Advisor’s cumulative minimum account requirement for opening and maintaining an account is $1 million. However, the Advisor may, at its sole discretion, accept accounts with a lower value."

**What changed in Johnson Dunn Capital Advisors, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $136,428,000 to $156,116,000 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated July 16, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> The Advisor’s cumulative minimum account requirement for opening and maintaining an account is $1 million. However, the Advisor may, at its sole discretion, accept accounts with a lower value.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $156,116,000
- Discretionary: $129,280,000
- Non-discretionary: $26,836,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 39 | $12,166,000 |
| High net worth individuals | 33 | $114,417,000 |
| Charitable organizations | Fewer than 5 | $20,051,000 |
| Other investment advisers | Fewer than 5 | $9,482,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $0 | 1 | June 29, 2022 |
| October 2023 | $96,109,000 | 1 | March 14, 2023 |
| October 2024 | $110,055,000 | 1 | March 20, 2024 |
| October 2025 | $136,428,000 | 1 | March 21, 2025 |
| October 2026 | $156,116,000 | 1 | July 16, 2026 |

Regulatory assets under management: $0 in the October 2022 data and $156,116,000 in the October 2026 data.
Total employees: 1 in October 2022 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $136,428,000 to $156,116,000 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Johnson Dunn Capital Advisors, Inc. (CRD 320849): Form ADV filing data as of October 2026.