# Johnson & Shute Investment Advisors, Inc.

> Johnson & Shute Investment Advisors, Inc. is an SEC-registered investment advisory firm in Bellevue, WA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 18, 2026.

- CRD: 116667
- Filed as: JOHNSON & SHUTE INVESTMENT ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bellevue, WA
- Filing period: October 2026
- Form ADV filing dated: August 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/116667
- AdvisorCensus page: https://advisorcensus.com/firm/johnson-and-shute-investment-advisors-inc-bellevue-wa-116667

## Quick answers

**How is Johnson & Shute Investment Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Johnson & Shute Investment Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Johnson & Shute Investment Advisors, Inc. charge?**
Its Form ADV Part 2A brochure dated August 18, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $1,500,000: 0.5% a year; Above $1,500,000: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Johnson & Shute Investment Advisors, Inc. located?**
Johnson & Shute Investment Advisors, Inc.'s principal office is in Bellevue, WA, according to its Form ADV.

**Is Johnson & Shute Investment Advisors, Inc. registered with the SEC or a state?**
Johnson & Shute Investment Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 116667.

**How much does Johnson & Shute Investment Advisors, Inc. manage?**
Johnson & Shute Investment Advisors, Inc. reports $137,308,342 in regulatory assets under management in its Form ADV filing dated August 18, 2026 (0% discretionary).

**How have Johnson & Shute Investment Advisors, Inc.'s assets and staff changed since 2022?**
In the Form ADV data for Johnson & Shute Investment Advisors, Inc.: Regulatory assets under management: $115,174,333 in the October 2022 data and $137,308,342 in the October 2026 data, up 19%. Total employees: 2 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Johnson & Shute Investment Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (46); individuals (other than high net worth individuals) (27); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Johnson & Shute Investment Advisors, Inc. use?**
Johnson & Shute Investment Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Johnson & Shute Investment Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116667

**Does Johnson & Shute Investment Advisors, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated August 18, 2026 says: "Our general minimum account size is $100,000."

**What changed in Johnson & Shute Investment Advisors, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $115,727,560 to $137,308,342 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated August 18, 2026)

- Up to $1,000,000: 1% a year
- $1,000,000 to $1,500,000: 0.5% a year
- Above $1,500,000: 0.25% a year

> Our annual fee for investment advisory services is generally computed on the following fee schedule: 1% on amounts up to $1,000,000 .5% on amounts from $1,000,000 to $1,500,000 .25% on amounts above $1,500,000

- Account minimum: $100,000

> Our general minimum account size is $100,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $137,308,342
- Discretionary: $0
- Non-discretionary: $137,308,342

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 27 | $11,924,040 |
| High net worth individuals | 46 | $122,721,549 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $2,662,753 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $115,174,333 | 2 | February 2, 2022 |
| October 2023 | $98,397,869 | 2 | March 23, 2023 |
| October 2024 | $108,557,123 | 2 | June 13, 2024 |
| October 2025 | $115,727,560 | 2 | March 3, 2025 |
| October 2026 | $137,308,342 | 2 | August 18, 2026 |

Regulatory assets under management: $115,174,333 in the October 2022 data and $137,308,342 in the October 2026 data, up 19%.
Total employees: 2 in October 2022 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $115,727,560 to $137,308,342 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Johnson & Shute Investment Advisors, Inc. (CRD 116667): Form ADV filing data as of October 2026.