# John T. McCarthy, LLC

> John T. McCarthy, LLC is a state-registered investment advisory firm, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 27, 2026.

- CRD: 119933
- Filed as: JOHN T. MCCARTHY, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: February 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/119933
- AdvisorCensus page: https://advisorcensus.com/firm/john-t-mccarthy-llc-119933

## Quick answers

**How is John T. McCarthy, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), John T. McCarthy, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is John T. McCarthy, LLC registered with the SEC or a state?**
John T. McCarthy, LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 119933.

**How much does John T. McCarthy, LLC manage?**
John T. McCarthy, LLC reports $61,129,388 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (0% discretionary).

**How have John T. McCarthy, LLC's assets and staff changed since 2021?**
In the Form ADV data for John T. McCarthy, LLC: Regulatory assets under management: $133,000,000 in the October 2021 data and $61,129,388 in the October 2026 data, down 54%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does John T. McCarthy, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (118); high net worth individuals (37).

**Does John T. McCarthy, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/119933

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $61,129,388
- Discretionary: $0
- Non-discretionary: $61,129,388

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 118 | $26,283,411 |
| High net worth individuals | 37 | $34,845,977 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, ID, OH, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $133,000,000 | 1 | March 22, 2021 |
| October 2022 | $136,659,000 | 1 | February 20, 2022 |
| October 2023 | $106,741,070 | 1 | August 11, 2023 |
| October 2024 | $98,751,827 | 1 | March 30, 2024 |
| October 2025 | $57,828,350 | 1 | July 30, 2025 |
| October 2026 | $61,129,388 | 1 | February 27, 2026 |

Regulatory assets under management: $133,000,000 in the October 2021 data and $61,129,388 in the October 2026 data, down 54%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. John T. McCarthy, LLC (CRD 119933): Form ADV filing data as of October 2026.