# John Moore & Associates Inc

> John Moore & Associates Inc is an SEC-registered investment advisory firm in Albuquerque, NM, registered since 1998, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 109791
- Filed as: JOHN MOORE & ASSOCIATES INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Albuquerque, NM
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109791
- AdvisorCensus page: https://advisorcensus.com/firm/john-moore-and-associates-inc-albuquerque-nm-109791

## Quick answers

**How is John Moore & Associates Inc compensated?**
On its Form ADV (Item 5.E, October 2026), John Moore & Associates Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is John Moore & Associates Inc located?**
John Moore & Associates Inc's principal office is in Albuquerque, NM, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is John Moore & Associates Inc registered with the SEC or a state?**
John Moore & Associates Inc is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 109791.

**How much does John Moore & Associates Inc manage?**
John Moore & Associates Inc reports $1,028,769,091 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (81% discretionary).

**How have John Moore & Associates Inc's assets and staff changed since 2021?**
In the Form ADV data for John Moore & Associates Inc: Regulatory assets under management: $652,637,261 in the October 2021 data and $1,028,769,091 in the October 2026 data, up 58%. Total employees: 9 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does John Moore & Associates Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (488); high net worth individuals (226); charitable organizations (8).

**Which custodians does John Moore & Associates Inc use?**
John Moore & Associates Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates as a custodian holding 10% or more of its separately managed account assets.

**Does John Moore & Associates Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109791

**Does John Moore & Associates Inc state an account minimum?**
Its Form ADV Part 2A brochure dated April 1, 2026 says: "Our minimum relationship requirement is $500,000.00. This minimum can be waived at our discretion."

**What changed in John Moore & Associates Inc's recent Form ADV filings?**
In the May 2026 filing data: Employees performing advisory functions went from 7 to 9.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 1, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Our minimum relationship requirement is $500,000.00. This minimum can be waived at our discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,028,769,091
- Discretionary: $828,828,354
- Non-discretionary: $199,940,737

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 488 | $162,522,067 |
| High net worth individuals | 226 | $843,789,183 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $5,804,422 |
| Charitable organizations | 8 | $2,742,455 |
| Corporations or other businesses not listed above | 5 | $13,910,964 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1998 (28 years)
- Employees: 14 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, GA, LA, NC, NM, OR, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Scottsdale, AZ

### Websites listed on Form ADV (Item 1.I)
- johnmoore.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $652,637,261 | 9 | July 20, 2021 |
| October 2022 | $784,705,786 | 12 | March 31, 2022 |
| October 2023 | $722,571,918 | 12 | March 31, 2023 |
| October 2024 | $758,200,188 | 12 | March 28, 2024 |
| October 2025 | $970,185,554 | 13 | March 31, 2025 |
| October 2026 | $1,028,769,091 | 14 | April 1, 2026 |

Regulatory assets under management: $652,637,261 in the October 2021 data and $1,028,769,091 in the October 2026 data, up 58%.
Total employees: 9 in October 2021 and 14 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Employees performing advisory functions went from 7 to 9.

### January 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. John Moore & Associates Inc (CRD 109791): Form ADV filing data as of October 2026.