# John H. Liles, CFP

> John H. Liles, CFP is a state-registered investment advisory firm in Napa, CA, registered since 1994, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 2, 2026.

- CRD: 138161
- Filed as: JOHN H. LILES, CFP
- Legal name: Liles John Harmon
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Napa, CA
- Filing period: October 2026
- Form ADV filing dated: February 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/138161
- AdvisorCensus page: https://advisorcensus.com/firm/john-h-liles-cfp-napa-ca-138161

## Quick answers

**How is John H. Liles, CFP compensated?**
On its Form ADV (Item 5.E, October 2026), John H. Liles, CFP reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is John H. Liles, CFP located?**
John H. Liles, CFP's principal office is in Napa, CA, according to its Form ADV.

**Is John H. Liles, CFP registered with the SEC or a state?**
John H. Liles, CFP is a state-registered investment advisory firm, registered since 1994. Status as filed: APPROVED. CRD 138161.

**How much does John H. Liles, CFP manage?**
John H. Liles, CFP reports $40,684,927 in regulatory assets under management in its Form ADV filing dated February 2, 2026 (92% discretionary).

**What types of clients does John H. Liles, CFP serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (71).

**Does John H. Liles, CFP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/138161

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $40,684,927
- Discretionary: $37,472,397
- Non-discretionary: $3,212,530

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 71 | $40,684,927 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1994 (32 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. John H. Liles, CFP (CRD 138161): Form ADV filing data as of October 2026.