# John G. O'Connell

> John G. O'Connell is a state-registered investment advisory firm, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 323103
- Filed as: JOHN G. O'CONNELL
- Legal name: O'Connell, John Glennon
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/323103
- AdvisorCensus page: https://advisorcensus.com/firm/john-g-o-connell-323103

## Quick answers

**How is John G. O'Connell compensated?**
On its Form ADV (Item 5.E, October 2026), John G. O'Connell reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is John G. O'Connell registered with the SEC or a state?**
John G. O'Connell is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 323103.

**How much does John G. O'Connell manage?**
John G. O'Connell reports $24,000,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have John G. O'Connell's assets and staff changed since 2022?**
In the Form ADV data for John G. O'Connell: Regulatory assets under management: $0 in the October 2022 data and $24,000,000 in the October 2026 data. Total employees: 2 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does John G. O'Connell serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (17); high net worth individuals (7).

**Does John G. O'Connell report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323103

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $24,000,000
- Discretionary: $24,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $6,000,000 |
| High net worth individuals | 7 | $18,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $0 | 2 | September 30, 2022 |
| October 2026 | $24,000,000 | 2 | March 31, 2026 |

Regulatory assets under management: $0 in the October 2022 data and $24,000,000 in the October 2026 data.
Total employees: 2 in October 2022 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. John G. O'Connell (CRD 323103): Form ADV filing data as of October 2026.