{
  "crd_number": 150824,
  "slug": "john-f-suby-wealth-management-llc-madison-wi-150824",
  "primary_business_name": "JOHN F SUBY WEALTH MANAGEMENT LLC",
  "legal_name": "JOHN F SUBY WEALTH MANAGEMENT LLC",
  "dbas": [],
  "city": "Madison",
  "state": "WI",
  "country": "United States",
  "cbsa_code": "31540",
  "metro": {
    "cbsa_code": "31540",
    "common_name": "Madison",
    "msa_name": "Madison, WI",
    "path": "/advisors/wi/madison"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2009-08-21",
  "years_registered": 17,
  "period": "2026-10-01",
  "filing_date": "2026-08-19",
  "carried_forward": false,
  "raum_total": 464881240.0,
  "raum_discretionary": 434582137.0,
  "raum_non_discretionary": 30299103.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 11528805.0,
      "count": 6
    },
    "individuals": {
      "raum": 100765837.0,
      "count": 122
    },
    "pension_profit_sharing": {
      "raum": 30299103.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 314975116.0,
      "count": 61
    },
    "corporations_other_businesses": {
      "raum": 7312379.0,
      "count": 7
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "IL",
    "MN",
    "WA",
    "WI"
  ],
  "websites": [
    "https://jfswealthmanagement.com",
    "https://linkedin.com/COMPANY/JOHN-F-SUBY-WEALTH-MANAGEMENT-LLC"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/150824",
  "city_as_filed": "MADISON",
  "url": "https://advisorcensus.com/firm/john-f-suby-wealth-management-llc-madison-wi-150824",
  "display_name": "John F Suby Wealth Management LLC",
  "summary": "John F Suby Wealth Management LLC is an SEC-registered investment advisory firm in Madison, WI, registered since 2009, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 19, 2026.",
  "citation": "AdvisorCensus. John F Suby Wealth Management LLC (CRD 150824): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is John F Suby Wealth Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), John F Suby Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does John F Suby Wealth Management LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated August 19, 2026 states: Asset-based fee: 0.3% to 1% a year (a range, as the brochure states it); Hourly rate: $100 to $500 an hour (Financial Planning or Investment Consulting Services); Flat fee: $500 to $25,000 (Financial Planning or Investment Consulting Services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is John F Suby Wealth Management LLC located?",
      "a": "John F Suby Wealth Management LLC's principal office is in Madison, WI, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is John F Suby Wealth Management LLC registered with the SEC or a state?",
      "a": "John F Suby Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 150824."
    },
    {
      "q": "How much does John F Suby Wealth Management LLC manage?",
      "a": "John F Suby Wealth Management LLC reports $464,881,240 in regulatory assets under management in its Form ADV filing dated August 19, 2026 (93% discretionary)."
    },
    {
      "q": "How have John F Suby Wealth Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for John F Suby Wealth Management LLC: Regulatory assets under management: $1,540,528,217 in the October 2021 data and $464,881,240 in the October 2026 data, down 70%. Total employees: 5 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does John F Suby Wealth Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (122); high net worth individuals (61); corporations or other businesses not listed above (7)."
    },
    {
      "q": "Which custodians does John F Suby Wealth Management LLC use?",
      "a": "John F Suby Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists The Northern Trust Company as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does John F Suby Wealth Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150824"
    },
    {
      "q": "What changed in John F Suby Wealth Management LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1540528217.0,
      "total_employees": 5,
      "filing_date": "2021-03-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 2380713436.0,
      "total_employees": 5,
      "filing_date": "2022-03-23"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1750916698.0,
      "total_employees": 5,
      "filing_date": "2023-06-22"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 2006194813.0,
      "total_employees": 4,
      "filing_date": "2024-03-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 427505173.0,
      "total_employees": 3,
      "filing_date": "2025-03-04"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 464881240.0,
      "total_employees": 3,
      "filing_date": "2026-08-19"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 19, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.3% to 1% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "None",
    "planning_fees": [
      "Hourly rate: $100 to $500 an hour (Financial Planning or Investment Consulting Services)",
      "Flat fee: $500 to $25,000 (Financial Planning or Investment Consulting Services)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.3% to 1% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Fees for Asset Management Services are negotiable, may vary from client to client, and are calculated as a percentage of the total value of investments under Wealth Management's management at an annual rate ranging from 0.30% to 1.00%."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: None"
        ],
        "quotes": [
          "Wealth Management does not require a minimum account size or minimum fee to receive its advisory services but outside providers may have their own minimum account size requirements."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $100 to $500 an hour (Financial Planning or Investment Consulting Services)"
        ],
        "quotes": [
          "Hourly Fees. Wealth Management's hourly fee varies from $100 to $500 per hour and depends upon the nature and scope of the advice requested by the client"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 to $25,000 (Financial Planning or Investment Consulting Services)"
        ],
        "quotes": [
          "Flat Fees. Wealth Management's flat fee is quoted in advance and usually ranges from $500 to $25,000 depending upon the nature and scope of the advice requested by the client"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.3,
        1.0
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": 0.0,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 100.0,
          "max": 500.0,
          "period": "hour",
          "service": "Financial Planning or Investment Consulting Services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 500.0,
          "max": 25000.0,
          "period": "one_time",
          "service": "Financial Planning or Investment Consulting Services"
        }
      ]
    },
    "quotes": [
      "Fees for Asset Management Services are negotiable, may vary from client to client, and are calculated as a percentage of the total value of investments under Wealth Management's management at an annual rate ranging from 0.30% to 1.00%.",
      "Wealth Management does not require a minimum account size or minimum fee to receive its advisory services but outside providers may have their own minimum account size requirements.",
      "Hourly Fees. Wealth Management's hourly fee varies from $100 to $500 per hour and depends upon the nature and scope of the advice requested by the client",
      "Flat Fees. Wealth Management's flat fee is quoted in advance and usually ranges from $500 to $25,000 depending upon the nature and scope of the advice requested by the client"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "The Northern Trust Company",
      "name_as_filed": "THE NORTHERN TRUST COMPANY",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/john-f-suby-wealth-management-llc-madison-wi-150824.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 122,
      "fewer_than_5": false,
      "raum": 100765837.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 61,
      "fewer_than_5": false,
      "raum": 314975116.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 30299103.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 6,
      "fewer_than_5": false,
      "raum": 11528805.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 7,
      "fewer_than_5": false,
      "raum": 7312379.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/150824",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}